Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/30?limit=200&registers=between&mode=atom 2024-05-21T16:49:47-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/11/30/C1-2012-26164.html Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 C1-2012-26164 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/C1-2012-26164.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28987.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.64 (OX Trading Auctions) With Respect to Opening Trading in an Options Series 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28987 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28987.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28951.html Notice - Blackstone Alternative Alpha Fund, et al.; Notice of Application 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28951 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28951.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28950.html Notice - Submission for OMB Review; Comment Request 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28950 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28950.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28949.html Notice - Submission for OMB Review; Comment Request 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28949 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28949.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28948.html Notice - Submission for OMB Review; Comment Request 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28948 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28948.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28947.html Notice - Proposed Collection; Comment Request 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28947 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28947.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28946.html Notice - Proposed Collection; Comment Request 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28946 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28946.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28945.html Notice - Submission for OMB Review; Comment Request 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28945 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28945.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28944.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account To Settle Mark-to-Market Payments Arising From Stock Loan and Borrow Positions Carried in the Customers' Account 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28944 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28944.pdf https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28943.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Listing Requirements for Other Securities Listed Under Rule 5730 2012-11-30T00:00:00-08:00 2012-11-30T00:00:00-08:00 2012-28943 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28943.pdf