<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/26?registers=between Mon, 20 May 2024 18:15:35 -0700 Mon, 20 May 2024 18:15:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/26?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28685.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28685.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28685 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28685.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to CBSX To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28595.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28595.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28595 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28595.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28594.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28594.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28594 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28594.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28593.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28593.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28593 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28593.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28592.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28592.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28592 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28592.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28535.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28535.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28535 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28535.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28534.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28534.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28534 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28534.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28533.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28533.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28533 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28533.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28532.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28532.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28532 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28532.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28531.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28531.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28531 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28531.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28530.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28530.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28530 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28530.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28529.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28529.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28529 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28529.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28528.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28528.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28528 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28528.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28527.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28527.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28527 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28527.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28526.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28526.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28526 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28526.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11, Entitled “Other Securities,” and To List and Trade Shares of Certain ProShares Products https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28525.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28525.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28525 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28525.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Limited Waiver of the TRACE Professional Real-Time Data Display Fee on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28524.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28524.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28524 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28524.pdf