<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/23?registers=between Wed, 09 Apr 2025 03:29:48 -0700 Wed, 09 Apr 2025 03:29:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/23?registers=between Rule - Purchase of Certain Debt Securities by Business and Industrial Development Companies Relying on an Investment Company Act Exemption https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28456.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28456.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28456 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28456.pdf Rule - Disclosure of Payments by Resource Extraction Issuers https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28455.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28455.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28455 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28455.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the Equity Trade Journal for Clearing Firms Service and Assess a Related Fee https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28390.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28390.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28390 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28390.pdf Notice - Wells Fargo Bank, N.A., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28385.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28385.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28385 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28385.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated With One Single Name Contract https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28384.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28384.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28384 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28384.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule Numbering Errors https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28383.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28383.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28383 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28383.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 123C-Equities To Add New Supplementary Material .40 To Clarify That All Times Specified in Rule 123C-Equities Are Adjusted When the Scheduled Close of Trading Is Before 4:00 p.m. https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28353.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28353.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28353 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28353.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C To Add New Supplementary Material .40 To Clarify That All Times Specified in Rule 123C Are Adjusted When the Scheduled Close of Trading Is Before 4:00 p.m. https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28352.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28352.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28352 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28352.pdf Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-26164.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-26164.html Fri, 23 Nov 2012 00:00:00 -0800 2012-26164 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-26164.pdf