Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/23?limit=200®isters=between&mode=atom2024-05-21T13:09:09-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28456.htmlRule - Purchase of Certain Debt Securities by Business and Industrial Development Companies Relying on an Investment Company Act Exemption2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28456Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28456.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28455.htmlRule - Disclosure of Payments by Resource Extraction Issuers2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28455Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28455.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28390.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the Equity Trade Journal for Clearing Firms Service and Assess a Related Fee2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28390.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28385.htmlNotice - Wells Fargo Bank, N.A., et al.; Notice of Application and Temporary Order2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28385Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28385.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28384.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated With One Single Name Contract2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28384.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28383.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule Numbering Errors2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28383.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28353.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 123C-Equities To Add New Supplementary Material .40 To Clarify That All Times Specified in Rule 123C-Equities Are Adjusted When the Scheduled Close of Trading Is Before 4:00 p.m.2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28353.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28352.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C To Add New Supplementary Material .40 To Clarify That All Times Specified in Rule 123C Are Adjusted When the Scheduled Close of Trading Is Before 4:00 p.m.2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-28352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28352.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/23/2012-26164.htmlProposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers2012-11-23T00:00:00-08:002012-11-23T00:00:00-08:002012-26164Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-26164.pdf