<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/21?registers=between Fri, 18 Apr 2025 12:34:58 -0700 Fri, 18 Apr 2025 12:34:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/21?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exemption to the Direct Registration Program Requirement to All Foreign Issuers Rather Than Only Foreign Private Issuers https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28299.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28299.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28299 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28299.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options on the ISE Max SPY Index https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28265.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28265.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28265 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28265.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change To Amend the Customer Large Trade Discount https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28264.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28264.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28264 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28264.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Enhancements That the Mortgage-Backed Securities Division Intends To Implement to Its Services and Certain Other Clarifications and Corrections to Its Rules https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28263.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28263.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28263 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28263.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Weekly Options Program https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28262.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28262.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28262 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28262.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28261.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28261.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28261 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28261.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28260.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28260.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28260.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(x) To Clarify That When There Is an Early Scheduled Close, the 3:45 p.m. ET Time Specified in the Rule Is Adjusted to 15 Minutes Before the Early Scheduled Close https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28259.html https://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28259.html Wed, 21 Nov 2012 00:00:00 -0800 2012-28259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28259.pdf