<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/20?registers=between Tue, 21 May 2024 10:19:51 -0700 Tue, 21 May 2024 10:19:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/20?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28354.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28354.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28354 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28354.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. Rules 3.2 and 3.3 To Expand the Eligibility Requirements for Service on Certain Boards of Directors and Committees https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28192.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28192.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28192 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28192.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot and Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28176.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28176.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28176 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28176.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Amex Options Fee Schedule To Introduce Fees for the Use of Ports https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28148.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28148.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28148.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28146.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28146.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28146.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28145.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28145.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28145.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28144.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28144.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28144.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28143.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28143.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28143.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Introduce Fees for the Use of Ports https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28137.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28137.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28137 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28137.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28136.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28136.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28136 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28136.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Order Cancellation Fee https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28135.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28135.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28135 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28135.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28134.html https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28134.html Tue, 20 Nov 2012 00:00:00 -0800 2012-28134 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28134.pdf