<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/19?registers=between Sat, 12 Apr 2025 06:50:58 -0700 Sat, 12 Apr 2025 06:50:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/19?registers=between Notice - Order of Suspension of Trading; In The Matter of American Realty Funds Corporation https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28147.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28147.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28147 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28147.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to SQT and RSQT Evaluations https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28066.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28066.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28066 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28066.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to References in the Exchange's Pricing Schedule With Respect to Non-Electronic Transactions https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28065.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28065.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28065 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28065.pdf Notice - Order Granting Exmeptions From Specified Provisions of the Securities Exchange Act and the Investment Company Act and Certain Rules Thereunder; Order Under Section 17a and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(C) and Section 38(A) of the Investment Company Act of 1940 Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28049.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28049.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28049 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28049.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28016.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28016.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28016 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28016.pdf Notice - Columbia ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28006.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28006.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28006 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28006.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Interim Rule Change Relating to Rule 440B(b) https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28005.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28005.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28005 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28005.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28004.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28004.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28004 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28004.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28003.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28003.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28003 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28003.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, November 16, 2012 https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28002.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28002.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28002 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28002.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, November 16, 2012 https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28001.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28001.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28001 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28001.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Rebates for Order Execution and Its Fees for Order Entry Ports Through the Introduction of New Market Quality Incentive Programs on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28000.html https://regulations.justia.com/regulations/fedreg/2012/11/19/2012-28000.html Mon, 19 Nov 2012 00:00:00 -0800 2012-28000 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-19/pdf/2012-28000.pdf