<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/16?registers=between Fri, 18 Apr 2025 14:59:07 -0700 Fri, 18 Apr 2025 14:59:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/16?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-28048.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-28048.html Fri, 16 Nov 2012 00:00:00 -0800 2012-28048 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-28048.pdf Notice - DIAS Holding, Inc., EarthBlock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GeM Solutions, Inc., Gold Star Tutoring Services Inc., and GPS Industries, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-28017.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-28017.html Fri, 16 Nov 2012 00:00:00 -0800 2012-28017 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-28017.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27925.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27925.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27925 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27925.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27924.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27924.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27924 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27924.pdf Notice - Highland Associates, Inc. and Financial Investors Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27875.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27875.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27875 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27875.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With CFTC Part 22 Regulations https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27873.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27873.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27873 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27873.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27872.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27872.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27872 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27872.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27871.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27871.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27871 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27871.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program in Rule 1059 https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27870.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27870.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27870 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27870.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program in Rule 1059 https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27869.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27869.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27869 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27869.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27868.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27868.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27868 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27868.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendments No. 1, and Order Granting Accelerated Approval for Proposed Rule Changes as Modified by Amendments No. 1 Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27819.html https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27819.html Fri, 16 Nov 2012 00:00:00 -0800 2012-27819 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27819.pdf