<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/13?registers=between Tue, 15 Apr 2025 05:21:31 -0700 Tue, 15 Apr 2025 05:21:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/13?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27647.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27647.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27647 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27647.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the United States Asian Commodities Basket Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27551.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27551.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27551 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27551.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27550.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27550.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27550 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27550.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Suspension of Those Aspects of Rules 36.20-Equities, 36.21-Equities, and 36.30-Equities That Would Not Permit Designated Market Makers and Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy From November 5, 2012 Until the Earlier of When Phone Service Is Fully Restored or Friday, November 9, 2012 https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27549.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27549.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27549 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27549.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Suspension of Those Aspects of Rules 36.20, 36.21, and 36.30 That Would Not Permit Designated Market Makers and Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy From November 5, 2012 Until the Earlier of When Phone Service Is Fully Restored or Friday, November 9, 2012 https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27548.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27548.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27548 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27548.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27527.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27527.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27527 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27527.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27511.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27511.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27511 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27511.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Increase the Maximum Term for LEAPS to Fifteen Years https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27510.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27510.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27510 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27510.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27509.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27509.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27509 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27509.pdf Notice - Fidelity Aberdeen Street Trust, et al.; https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27494.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27494.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27494 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27494.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27493.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27493.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27493 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27493.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27492.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27492.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27492 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27492.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27491.html https://regulations.justia.com/regulations/fedreg/2012/11/13/2012-27491.html Tue, 13 Nov 2012 00:00:00 -0800 2012-27491 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-13/pdf/2012-27491.pdf