<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/09?registers=between Mon, 23 Jun 2025 11:10:28 -0700 Mon, 23 Jun 2025 11:10:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27530.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27530.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27530 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27530.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27529.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27529.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27529 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27529.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27528.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27528.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27528 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27528.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27364.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27364.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27364 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27364.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Remove Dividend Spreads From the List of Strategy Executions for Which Fee Caps Apply https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27363.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27363.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27363 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27363.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Remove Dividend Spreads From the List of Strategy Executions for Which Fee Caps Apply https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27362.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27362.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27362 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27362.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27361.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27361.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27361 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27361.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27360.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27360.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27360 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27360.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 52 (Mutual Fund Services) and Addendum A (NSCC's Fee Structure) https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27357.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27357.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27357 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27357.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Several NASDAQ Rules To Reflect Changes to Rules of the Financial Industry Regulatory Authority (“FINRA”) https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27356.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27356.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27356 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27356.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change To Provide for a Customer Clearing Model for CDS Products and To Amend, Clarify and Consolidate Certain Rules and Procedures https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27355.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27355.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27355 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27355.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of OCC's Rules Governing Delivery of Treasury Securities Underlying Treasury Futures Contracts to Futures on Treasury Securities With Maturities of Greater Than 25 Years https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27354.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27354.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27354 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27354.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Make Changes to Certain Fees and Credits Within the New York Stock Exchange LLC Price List https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27353.html https://regulations.justia.com/regulations/fedreg/2012/11/09/2012-27353.html Fri, 09 Nov 2012 00:00:00 -0800 2012-27353 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-09/pdf/2012-27353.pdf