<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/08?registers=between Wed, 09 Apr 2025 01:18:11 -0700 Wed, 09 Apr 2025 01:18:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/08?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to CBSX Rule 53.24 https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27318.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27318.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27318 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27318.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Dispute Resolution, Inc. To Clarify That Services Provided by Mediators Should Not Cause Them To Be Classified as Industry Members Under the By-Laws https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27317.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27317.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27317.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposal Regarding Quote Mitigation https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27294.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27294.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27294 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27294.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27293.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27293.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27293 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27293.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27292.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27292.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27292 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27292.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Transaction Fees on the New York Block Exchange https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27291.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27291.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27291 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27291.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27290.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27290.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27290.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual, Which Describes Certain Complimentary Products and Services That Are Offered to Certain Issuers https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27289.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27289.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27289.pdf Notice - Arden Investment Series Trust and Arden Asset Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27288.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27288.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27288.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27266.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27266.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27266 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27266.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27265.html https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27265.html Thu, 08 Nov 2012 00:00:00 -0800 2012-27265 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27265.pdf