<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/06?registers=between Mon, 09 Jun 2025 09:31:15 -0700 Mon, 09 Jun 2025 09:31:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/06?registers=between Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27128.html https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27128.html Tue, 06 Nov 2012 00:00:00 -0800 2012-27128 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-06/pdf/2012-27128.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Apply the Position Limit Exemption Rules of NASDAQ OMX PHLX LLC For Certain Index Options https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27033.html https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27033.html Tue, 06 Nov 2012 00:00:00 -0800 2012-27033 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-06/pdf/2012-27033.pdf Notice - Salient Advisors, L.P. and MarketShares ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27001.html https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27001.html Tue, 06 Nov 2012 00:00:00 -0800 2012-27001 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-06/pdf/2012-27001.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Adopt Several NASDAQ Rules To Reflect Changes To Rules of the Financial Industry Regulatory Authority (“FINRA”) https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27000.html https://regulations.justia.com/regulations/fedreg/2012/11/06/2012-27000.html Tue, 06 Nov 2012 00:00:00 -0800 2012-27000 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-06/pdf/2012-27000.pdf