<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/02?registers=between Tue, 01 Apr 2025 11:35:41 -0700 Tue, 01 Apr 2025 11:35:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/02?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26863.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26863.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26863 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26863.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change To Amend Rules in Connection With Status as a “Deemed Registered” Clearing Agency https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26861.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26861.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26861 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26861.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change To Clear Western European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26860.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26860.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26860 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26860.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of the NYSE MKT LLC Company Guide To Amend Annual Fees and Certain Other Listing Fees Included Therein and To Make Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26859.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26859.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26859.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Elimination of Market Maker Pre-Opening Obligations on BX Options https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26858.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26858.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26858.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 4626-Limitation of Liability https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26857.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26857.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26857 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26857.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26856.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26856.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26856 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26856.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Extension of Review Period of Advance Notice To Establish the Legal and Operational Framework for Providing Central Clearing of OTC Index Options on the S&P 500 Index That Are Negotiated Bilaterally in the Over-the-Counter Market and Submitted to OCC for Clearance https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26854.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26854.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26854 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26854.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Change to SPY Position Limit Pilot Program and Representation Regarding Timing of Submission of Pilot Report https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26853.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26853.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26853 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26853.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add One Series of Credit Default Index Swaps Available for Clearing https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26852.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26852.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26852 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26852.pdf Rule - Clearing Agency Standards https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26407.html https://regulations.justia.com/regulations/fedreg/2012/11/02/2012-26407.html Fri, 02 Nov 2012 00:00:00 -0700 2012-26407 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-02/pdf/2012-26407.pdf