Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-03T11:07:34-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26740.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.600 2012-10-31T00:00:00-07:00 2012-10-31T00:00:00-07:00 2012-26740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26740.pdf https://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26724.html Notice - Privacy Act of 1974: Systems of Records. 2012-10-31T00:00:00-07:00 2012-10-31T00:00:00-07:00

2012-26724 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26724.pdf https://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26712.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-10-31T00:00:00-07:00 2012-10-31T00:00:00-07:00 2012-26712 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26712.pdf https://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26711.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of Proposed Rule Change To Accommodate Equity Options That Have a Unit of Trading of 10 Shares 2012-10-31T00:00:00-07:00 2012-10-31T00:00:00-07:00 2012-26711 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26711.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26715.html Notice - Sunshine Act Meeting Notice 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26715 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26715.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26642.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt and Amend Certain Rules That Are Applicable to Security Futures 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26642 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26642.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26641.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Change the Monthly Cost for Option Trading Permits 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26641.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26640.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Complex Order Auction Process 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26640 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26640.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26639.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Sovereign Screened Global Bond Fund 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26639 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26639.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26638.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Complex Order Auction Process 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26638 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26638.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26589.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26589 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26589.pdf https://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26560.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Regarding the Valuation of Securities on Deposit 2012-10-30T00:00:00-07:00 2012-10-30T00:00:00-07:00 2012-26560 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26560.pdf https://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26609.html Notice - Chimera Energy Corporation; Order of Suspension of Trading 2012-10-29T00:00:00-07:00 2012-10-29T00:00:00-07:00 2012-26609 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26609.pdf https://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26541.html Notice - Proposed Collection; Comment Request 2012-10-29T00:00:00-07:00 2012-10-29T00:00:00-07:00 2012-26541 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26541.pdf https://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26540.html Notice - PNC Capital Advisors, LLC, et al.; Notice of Application 2012-10-29T00:00:00-07:00 2012-10-29T00:00:00-07:00 2012-26540 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26540.pdf https://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26470.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Increase Position and Exercise Limits for EEM Options 2012-10-29T00:00:00-07:00 2012-10-29T00:00:00-07:00 2012-26470 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26470.pdf https://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26469.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Fees for New Optional Wireless Connectivity for Co-located Clients 2012-10-29T00:00:00-07:00 2012-10-29T00:00:00-07:00 2012-26469 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26469.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26506.html Notice - In the Matter of China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.); Order of Suspension of Trading 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26506 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26506.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26503.html Notice - MedLink International, Inc.; Order of Suspension of Trading 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26503 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26503.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26399.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26399 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26399.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26344.html Notice - Legg Mason ETF Trust, et al.; Notice of Application 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26344 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26344.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26341.html Notice - Neuberger Berman Alternative Funds, et al.; Notice of Application 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26341 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26341.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26340.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving a Proposed Rule Change To Amend the Real-Time Transaction Reporting System Information System and Subscription Service 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26340 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26340.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26339.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4) 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26339 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26339.pdf https://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26338.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of “Money Market Instrument” in FINRA Rule 6710(o) 2012-10-26T00:00:00-07:00 2012-10-26T00:00:00-07:00 2012-26338 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26338.pdf https://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26402.html Notice - Sunshine Act Meeting Notice. 2012-10-25T00:00:00-07:00 2012-10-25T00:00:00-07:00 2012-26402 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26402.pdf https://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26357.html Notice - In the Matter of Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc.; Order of Suspension of Trading 2012-10-25T00:00:00-07:00 2012-10-25T00:00:00-07:00 2012-26357 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26357.pdf https://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26279.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Weekly Program 2012-10-25T00:00:00-07:00 2012-10-25T00:00:00-07:00 2012-26279 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26279.pdf https://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26254.html Notice - Proposed Collection; Comment Request 2012-10-25T00:00:00-07:00 2012-10-25T00:00:00-07:00 2012-26254 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26254.pdf https://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26253.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Global Corporate Bond Fund of the WisdomTree Trust 2012-10-25T00:00:00-07:00 2012-10-25T00:00:00-07:00 2012-26253 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26253.pdf https://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26234.html Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to the Investment Advisers Act of 1940 2012-10-25T00:00:00-07:00 2012-10-25T00:00:00-07:00 2012-26234 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26234.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26163.html Notice - Trust for Professional Managers and Collins Capital Investments, LLC; Notice of Application 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26163 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26163.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26148.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Adopt a Designated Primary Market-Maker Program 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26148.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26147.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISINs Associated With Eight Single Name Contracts 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26147 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26147.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26146.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Maker Fees for Certain Complex Orders Executed on the Exchange 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26146.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26145.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26145.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26144.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26144.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26143.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 102.01 and 103.00 of the Exchange's Listed Company Manual To Permit the Consideration of Stockholders and Trading Volume in the Company's Home Country Market or Primary Trading Market Outside the United States, Provided Such Market is a Regulated Stock Exchange, When Determining the Qualification for Initial Listing Under Section 102.01 of a Company From Outside North America 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26143.pdf https://regulations.justia.com/regulations/fedreg/2012/10/23/2012-26149.html Notice - Sunshine Act Meeting 2012-10-23T00:00:00-07:00 2012-10-23T00:00:00-07:00 2012-26149 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-23/pdf/2012-26149.pdf https://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25879.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Clarify the Handling of Zero Displayed Reserve Orders During Crossed Markets and To Add a Definition of a Primary Peg Order 2012-10-22T00:00:00-07:00 2012-10-22T00:00:00-07:00 2012-25879 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25879.pdf https://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25871.html Notice - Medley Capital Corporation, et al. 2012-10-22T00:00:00-07:00 2012-10-22T00:00:00-07:00

2012-25871 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25871.pdf https://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25866.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Monthly Fee for Subscription to the QView Service 2012-10-22T00:00:00-07:00 2012-10-22T00:00:00-07:00 2012-25866 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25866.pdf https://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25865.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Monthly Fee for Subscription to the QView Service 2012-10-22T00:00:00-07:00 2012-10-22T00:00:00-07:00 2012-25865 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25865.pdf https://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25864.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CME Rule 971 To Require FCM Clearing Members To Provide Certain View-Only Access 2012-10-22T00:00:00-07:00 2012-10-22T00:00:00-07:00 2012-25864 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25864.pdf https://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25937.html Notice - Sunshine Act Meeting 2012-10-19T00:00:00-07:00 2012-10-19T00:00:00-07:00 2012-25937 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25937.pdf https://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25739.html Notice - Submission for OMB Review; Comment Request 2012-10-19T00:00:00-07:00 2012-10-19T00:00:00-07:00 2012-25739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25739.pdf https://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25738.html Notice - Submission for OMB Review; Comment Request 2012-10-19T00:00:00-07:00 2012-10-19T00:00:00-07:00 2012-25738 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25738.pdf https://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25736.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Certain Disclosure Requirements To Require Listed Companies To Publicly Describe the Specific Basis and Concern Identified by Nasdaq When a Company Does Not Meet a Listing Standard and Give Nasdaq the Authority To Make Such Public Announcement When a Listed Company Fails To Do so 2012-10-19T00:00:00-07:00 2012-10-19T00:00:00-07:00 2012-25736 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25736.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25654.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Order Execution on Its NASDAQ OMX PSX Facility 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25654 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25654.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25653.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Fee Schedule Governing Order Execution and Routing 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25653 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25653.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25652.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a Retail Price Improvement Program 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25652 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25652.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25651.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Customer Rebate Program, Multiply Listed Options Transaction Charges and PIXL 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25651 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25651.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25602.html Notice - Proposed Collection; Comment Request 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25602 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25602.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25601.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ's Schedule of Execution Fees for Order Routing Under Rule 7018 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25601 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25601.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25600.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to INAV Pegged Orders for ETFs 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25600 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25600.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25599.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25599 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25599.pdf https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25598.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) 2012-10-18T00:00:00-07:00 2012-10-18T00:00:00-07:00 2012-25598 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25598.pdf https://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25649.html Notice - Sunshine Act Meeting 2012-10-17T00:00:00-07:00 2012-10-17T00:00:00-07:00 2012-25649 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25649.pdf https://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25541.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add an Additional Execution Algorithm and Priority Overlays To Govern the Priority of Orders 2012-10-17T00:00:00-07:00 2012-10-17T00:00:00-07:00 2012-25541 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25541.pdf https://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25501.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend NASD Rule 2711 and Incorporated NYSE Rule 472 To Conform With the Requirements of the Jumpstart Our Business Startups Act and Related Changes 2012-10-17T00:00:00-07:00 2012-10-17T00:00:00-07:00 2012-25501 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25501.pdf https://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25500.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule Relating to Criteria for Rebates to Order Flow Providers 2012-10-17T00:00:00-07:00 2012-10-17T00:00:00-07:00 2012-25500 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25500.pdf https://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25499.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS 2012-10-17T00:00:00-07:00 2012-10-17T00:00:00-07:00 2012-25499 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25499.pdf https://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25498.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Complex Orders Executed on the Exchange 2012-10-17T00:00:00-07:00 2012-10-17T00:00:00-07:00 2012-25498 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25498.pdf https://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25433.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending NSX Rule 15.5 To Comply With the Requirements of Exchange Act Rule 10C-1 2012-10-17T00:00:00-07:00 2012-10-17T00:00:00-07:00 2012-25433 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25433.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25497.html Notice - Sunshine Act Meetings 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25497 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25497.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25407.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Establish Listing Standards for Issuers' Compensation Committees 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25407.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25358.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25358 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25358.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25357.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot and Penny Pilot Options 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25357 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25357.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25356.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.03 of the New York Stock Exchange LLC Listed Company Manual To Amend Annual Fees and Certain Other Listing Fees Included Therein and To Make Technical and Conforming Changes 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25356 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25356.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25346.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Route Out Fees for Priority Customers 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25346 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25346.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25345.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25345 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25345.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25344.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25344 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25344.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25343.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25343 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25343.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25342.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25342 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25342.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25341.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Per Contract Clearing Fee for Routing Trades Executed in Accordance With the Options Order Protection and Locked/Crossed Market Plan to $.01 Per Contract 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25341 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25341.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25335.html Notice - Permal Hedge Strategies Fund, et al.; 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25335 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25335.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25334.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for Automatic Cancellation of Midpoint Peg Post-Only Orders at Market Close 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25334 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25334.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25333.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25333 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25333.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25332.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Order Routing Rules 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25332 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25332.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25331.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25331 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25331.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25322.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to Certain Fees and Credits Within the New York Stock Exchange LLC Price List 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25322 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25322.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25321.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the New York Stock Exchange Listed Company Manual Regarding Waivers for Certain Listing Fees 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25321 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25321.pdf https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25320.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products 2012-10-16T00:00:00-07:00 2012-10-16T00:00:00-07:00 2012-25320 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25320.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25283.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Update Its Rule 31.10-Corporate Governance-in Order To Comply With New Rule 10C-1 Under the Securities Exchange Act of 1934 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25283 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25283.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25282.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25282.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25281.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Exchange Act and Make Other Related Changes 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25281 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25281.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25280.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, To Adopt Listing Standards Related to Certain Compensation Committee and Compensation Adviser Requirements 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25280 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25280.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25279.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Further That the Provisions of the Rule 800 Series Are Not Effective To Permit the Listing of Securities and Include a Reference on the Need To Comply With Rule 10C-1 Under the Securities Exchange Act of 1934 Should the Exchange List Equity Securities in the Future 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25279 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25279.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25278.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, Amending Sections 303A.00, 303A.02(a) and 303A.05 of the Exchange's Listed Company Manual To Comply With the Requirements of Securities and Exchange Commission Rule 10C-1 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25278 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25278.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25223.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify the Listing Rules for Compensation Committees To Comply With Rule 10C-1 under the Exchange Act and Make Other Related Changes 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25223 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25223.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25222.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 110, 801, 803 and 805 of the Exchange's Company Guide To Comply With the Requirements of Securities and Exchange Commission Rule 10C-1 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25222 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25222.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25221.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(k)(4) To Comply With the Requirements of Securities and Exchange Commission Rule 10C-1 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25221 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25221.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25220.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Certain Proprietary Options Market Data Products 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00 2012-25220 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25220.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25219.html Notice - Investor Advisory Committee 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00

2012-25219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25219.pdf https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-24998.html Rule - Adoption of Updated EDGAR Filer Manual 2012-10-15T00:00:00-07:00 2012-10-15T00:00:00-07:00

2012-24998 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-24998.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25130.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25130 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25130.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25116.html Proposed Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00

2012-25116 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25116.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25106.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the ACT Reject Scan and Assess a Related Fee 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25106.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25105.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4758(a)(1)(A) To Reflect a Change in Its Routing Functionality To Allow Routable Orders To Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25105 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25105.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25104.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 3315(a)(1)(A) To Reflect a Change in Its Routing Functionality To Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25104 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25104.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25103.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise CDS Procedures Related to Clearing Certainty Requirements 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25103 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25103.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25092.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25092 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25092.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25091.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25091 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25091.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25090.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25090 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25090.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25089.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25089 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25089.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25088.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice and Notice of No Objection To Replace The Options Clearing Corporation's Credit Facility 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25088 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25088.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25087.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 Adopting a Pilot Program Eliminating Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund,1 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25087 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25087.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25086.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Pilot Program To Eliminate Position and Exercise Limits in SPY Options 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25086 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25086.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25085.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Position Limits for SPY Options on a Pilot Basis 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25085 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25085.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25084.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25084 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25084.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25083.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25083 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25083.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25082.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed Under Rule 7003(a) 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25082 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25082.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25081.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Singly Listed Options 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25081 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25081.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25080.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25080 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25080.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25079.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related To Legal Segregation With Operational Commingling 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25079.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25078.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With CFTC Part 22 Regulations 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25078 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25078.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24980.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24980 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24980.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24979.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24979 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24979.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24970.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Amend the Fees Charged for Routing Orders to the New York Stock Exchange LLC 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24970 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24970.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24969.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24969 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24969.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24968.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24968 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24968.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24957.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24957 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24957.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24956.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24956 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24956.pdf https://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24955.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Treasury Securities Options 2012-10-11T00:00:00-07:00 2012-10-11T00:00:00-07:00 2012-24955 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24955.pdf https://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24971.html Notice - Order of Suspension of Trading; In the Matter of Liberty Silver Corp. 2012-10-10T00:00:00-07:00 2012-10-10T00:00:00-07:00 2012-24971 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24971.pdf https://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24886.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive Clarifications to the Exchange's Schedule of Fees 2012-10-10T00:00:00-07:00 2012-10-10T00:00:00-07:00 2012-24886 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24886.pdf https://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24859.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Security Futures 2012-10-10T00:00:00-07:00 2012-10-10T00:00:00-07:00 2012-24859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24859.pdf https://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24858.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit Rules To Provide for Clearing of Additional Single Name Investment Grade CDS Contracts 2012-10-10T00:00:00-07:00 2012-10-10T00:00:00-07:00 2012-24858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24858.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24937.html Notice - Sunshine Act Meeting 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24937 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24937.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24742.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24742 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24742.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24741.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members and Member Organizations the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24741 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24741.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24740.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant To NYSE Arca Equities Rule 8.201 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24740.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24739.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules for the September 20, 2012 and September 27, 2012 Scheduled Index Series Listings 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24739.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24738.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund Under NYSE Arca Equities Rule 8.600 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24738 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24738.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24734.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24734 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24734.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24733.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24733 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24733.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24732.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EDGA Rule 11.5 To Add a New Order Type 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24732 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24732.pdf https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24731.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EDGX Rule 11.5 To Add a New Order Type 2012-10-09T00:00:00-07:00 2012-10-09T00:00:00-07:00 2012-24731 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24731.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24578.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 711 To Provide for the Nullification of Trades by Mutual Agreement of the Parties Thereto 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24578 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24578.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24577.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24577 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24577.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24576.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Reduced Fees for Historical ISE Open/Close Trade Profile Intraday Market Data Offering 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24576 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24576.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24575.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Clearing Certainty Requirements 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24575 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24575.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24574.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With Revisions to CFTC Regulations Governing Derivatives Clearing Organizations 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24574 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24574.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24573.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the QView Service 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24573 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24573.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24572.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the QView Service 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24572 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24572.pdf https://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24540.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Default Pricing Methodology Used by NSCC's Automated Customer Account Transfer Service 2012-10-05T00:00:00-07:00 2012-10-05T00:00:00-07:00 2012-24540 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24540.pdf https://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24493.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-10-04T00:00:00-07:00 2012-10-04T00:00:00-07:00 2012-24493 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24493.pdf https://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24459.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-10-04T00:00:00-07:00 2012-10-04T00:00:00-07:00

2012-24459 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24459.pdf https://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24458.html Notice - PACE Select Advisors Trust and UBS Global Asset Management (Americas) Inc.; Notice of Application 2012-10-04T00:00:00-07:00 2012-10-04T00:00:00-07:00 2012-24458 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24458.pdf https://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24457.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; International Securities Exchange, LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1 To List and Trade Option Contracts Overlying 10 Shares of Certain Securities 2012-10-04T00:00:00-07:00 2012-10-04T00:00:00-07:00 2012-24457 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24457.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24340.html Notice - Submission for OMB Review; Comment Request 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24340 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24340.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24293.html Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24293 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24293.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24292.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule 2.11 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24292 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24292.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24291.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule 2.11 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24291 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24291.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24290.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the P.M.-Settled S&P 500 Index Option Product Pilot Program 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24290.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24289.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to AIM, SAM, FLEX AIM, FLEX SAM and FLEX Electronic RFQs 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24289.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24288.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Eliminate Position and Exercise Limits for Physically-Settled SPY Options on a Pilot Basis 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24288.pdf https://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24287.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund,1 2012-10-03T00:00:00-07:00 2012-10-03T00:00:00-07:00 2012-24287 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24287.pdf https://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24247.html Notice - Sunshine Act Meeting 2012-10-02T00:00:00-07:00 2012-10-02T00:00:00-07:00 2012-24247 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24247.pdf https://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24179.html Notice - Acceptance of Public Submissions Regarding the Study of Stable Value Contracts 2012-10-02T00:00:00-07:00 2012-10-02T00:00:00-07:00

2012-24179 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24179.pdf https://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24171.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass 2012-10-02T00:00:00-07:00 2012-10-02T00:00:00-07:00 2012-24171 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24171.pdf https://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24170.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to AIM and SAM 2012-10-02T00:00:00-07:00 2012-10-02T00:00:00-07:00 2012-24170 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24170.pdf https://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24169.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Codification of a Fee Schedule for the Sale by Market Data Express, LLC, an Affiliate of CBOE, of a Data Product That Includes Option Valuations 2012-10-02T00:00:00-07:00 2012-10-02T00:00:00-07:00 2012-24169 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24169.pdf https://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24197.html Notice - In the Matter of Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp.; Order of Suspension of Trading 2012-10-01T00:00:00-07:00 2012-10-01T00:00:00-07:00 2012-24197 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24197.pdf https://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24040.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. (“NYSE Arca Equities”) Rules 3.2 and 3.3 to Expand the Eligibility Requirements for Service on Boards of Directors and Committees 2012-10-01T00:00:00-07:00 2012-10-01T00:00:00-07:00 2012-24040 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24040.pdf https://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24039.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Allow FCM Clearing Member CEOs and CFOs To Designate Authorized Representatives To Approve Certain Disbursements of Customer Funds 2012-10-01T00:00:00-07:00 2012-10-01T00:00:00-07:00 2012-24039 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24039.pdf https://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24038.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis 2012-10-01T00:00:00-07:00 2012-10-01T00:00:00-07:00 2012-24038 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24038.pdf