<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/24?registers=between Sat, 05 Apr 2025 21:49:45 -0700 Sat, 05 Apr 2025 21:49:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/24?registers=between Notice - Trust for Professional Managers and Collins Capital Investments, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26163.html https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26163.html Wed, 24 Oct 2012 00:00:00 -0700 2012-26163 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26163.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Adopt a Designated Primary Market-Maker Program https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26148.html https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26148.html Wed, 24 Oct 2012 00:00:00 -0700 2012-26148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26148.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISINs Associated With Eight Single Name Contracts https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26147.html https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26147.html Wed, 24 Oct 2012 00:00:00 -0700 2012-26147 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26147.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Maker Fees for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26146.html https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26146.html Wed, 24 Oct 2012 00:00:00 -0700 2012-26146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26146.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26145.html https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26145.html Wed, 24 Oct 2012 00:00:00 -0700 2012-26145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26145.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26144.html https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26144.html Wed, 24 Oct 2012 00:00:00 -0700 2012-26144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26144.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 102.01 and 103.00 of the Exchange's Listed Company Manual To Permit the Consideration of Stockholders and Trading Volume in the Company's Home Country Market or Primary Trading Market Outside the United States, Provided Such Market is a Regulated Stock Exchange, When Determining the Qualification for Initial Listing Under Section 102.01 of a Company From Outside North America https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26143.html https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26143.html Wed, 24 Oct 2012 00:00:00 -0700 2012-26143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26143.pdf