<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/16?registers=between Wed, 09 Apr 2025 01:32:46 -0700 Wed, 09 Apr 2025 01:32:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/16?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25497.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25497.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25497 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25497.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Establish Listing Standards for Issuers' Compensation Committees https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25407.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25407.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25407.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25358.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25358.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25358 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25358.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot and Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25357.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25357.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25357 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25357.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.03 of the New York Stock Exchange LLC Listed Company Manual To Amend Annual Fees and Certain Other Listing Fees Included Therein and To Make Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25356.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25356.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25356 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25356.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Route Out Fees for Priority Customers https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25346.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25346.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25346 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25346.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25345.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25345.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25345 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25345.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25344.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25344.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25344 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25344.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25343.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25343.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25343 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25343.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25342.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25342.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25342 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25342.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Per Contract Clearing Fee for Routing Trades Executed in Accordance With the Options Order Protection and Locked/Crossed Market Plan to $.01 Per Contract https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25341.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25341.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25341 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25341.pdf Notice - Permal Hedge Strategies Fund, et al.; https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25335.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25335.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25335 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25335.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for Automatic Cancellation of Midpoint Peg Post-Only Orders at Market Close https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25334.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25334.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25334 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25334.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25333.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25333.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25333 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25333.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Order Routing Rules https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25332.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25332.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25332 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25332.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25331.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25331.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25331 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25331.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to Certain Fees and Credits Within the New York Stock Exchange LLC Price List https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25322.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25322.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25322 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25322.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the New York Stock Exchange Listed Company Manual Regarding Waivers for Certain Listing Fees https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25321.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25321.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25321 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25321.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25320.html https://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25320.html Tue, 16 Oct 2012 00:00:00 -0700 2012-25320 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25320.pdf