<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/15?registers=between Sat, 05 Apr 2025 22:19:40 -0700 Sat, 05 Apr 2025 22:19:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/15?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Update Its Rule 31.10-Corporate Governance-in Order To Comply With New Rule 10C-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25283.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25283.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25283 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25283.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25282.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25282.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25282.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Exchange Act and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25281.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25281.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25281 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25281.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, To Adopt Listing Standards Related to Certain Compensation Committee and Compensation Adviser Requirements https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25280.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25280.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25280 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25280.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Further That the Provisions of the Rule 800 Series Are Not Effective To Permit the Listing of Securities and Include a Reference on the Need To Comply With Rule 10C-1 Under the Securities Exchange Act of 1934 Should the Exchange List Equity Securities in the Future https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25279.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25279.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25279 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25279.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, Amending Sections 303A.00, 303A.02(a) and 303A.05 of the Exchange's Listed Company Manual To Comply With the Requirements of Securities and Exchange Commission Rule 10C-1 https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25278.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25278.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25278 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25278.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify the Listing Rules for Compensation Committees To Comply With Rule 10C-1 under the Exchange Act and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25223.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25223.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25223 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25223.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 110, 801, 803 and 805 of the Exchange's Company Guide To Comply With the Requirements of Securities and Exchange Commission Rule 10C-1 https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25222.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25222.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25222 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25222.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(k)(4) To Comply With the Requirements of Securities and Exchange Commission Rule 10C-1 https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25221.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25221.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25221 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25221.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Certain Proprietary Options Market Data Products https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25220.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25220.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25220 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25220.pdf Notice - Investor Advisory Committee https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25219.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25219.html Mon, 15 Oct 2012 00:00:00 -0700 2012-25219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25219.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-24998.html https://regulations.justia.com/regulations/fedreg/2012/10/15/2012-24998.html Mon, 15 Oct 2012 00:00:00 -0700 2012-24998 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-24998.pdf