<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/09?registers=between Fri, 18 Apr 2025 09:08:00 -0700 Fri, 18 Apr 2025 09:08:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/10/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24937.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24937.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24937 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24937.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24742.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24742.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24742 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24742.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members and Member Organizations the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24741.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24741.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24741 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24741.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant To NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24740.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24740.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24740.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules for the September 20, 2012 and September 27, 2012 Scheduled Index Series Listings https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24739.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24739.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24739.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24738.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24738.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24738 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24738.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24734.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24734.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24734 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24734.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24733.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24733.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24733 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24733.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EDGA Rule 11.5 To Add a New Order Type https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24732.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24732.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24732 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24732.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EDGX Rule 11.5 To Add a New Order Type https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24731.html https://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24731.html Tue, 09 Oct 2012 00:00:00 -0700 2012-24731 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24731.pdf