Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-04-27T22:21:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/09/28/2012-24064.html Notice - Sunshine Act Meeting 2012-09-28T00:00:00-07:00 2012-09-28T00:00:00-07:00 2012-24064 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-28/pdf/2012-24064.pdf https://regulations.justia.com/regulations/fedreg/2012/09/28/2012-24050.html Notice - Titan Resources International, Corp.; Order of Suspension of Trading 2012-09-28T00:00:00-07:00 2012-09-28T00:00:00-07:00 2012-24050 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-28/pdf/2012-24050.pdf https://regulations.justia.com/regulations/fedreg/2012/09/28/2012-23858.html Notice - Northern Trust Investments, Inc., et al.; Notice of Application 2012-09-28T00:00:00-07:00 2012-09-28T00:00:00-07:00 2012-23858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-28/pdf/2012-23858.pdf https://regulations.justia.com/regulations/fedreg/2012/09/28/2012-23857.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate Recently Proposed Equity Options That Have a Unit of Trading of 10 Shares 2012-09-28T00:00:00-07:00 2012-09-28T00:00:00-07:00 2012-23857 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-28/pdf/2012-23857.pdf https://regulations.justia.com/regulations/fedreg/2012/09/28/2012-23856.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series of Credit Default Index Swaps Available for Clearing 2012-09-28T00:00:00-07:00 2012-09-28T00:00:00-07:00 2012-23856 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-28/pdf/2012-23856.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23816.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relating to the Clearance and Settlement of Over-the-Counter Options 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23816 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23816.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23798.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23798 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23798.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23769.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 13.9 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23769.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23768.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 13.9 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23768.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23767.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23767.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23766.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1203(a) and 1205(b) of the NYSE MKT Company Guide (“Company Guide”) To Increase the Fees Applicable to Issuers Requesting Review of a Determination To Limit or Prohibit the Continued Listing of Their Securities on the Exchange 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23766.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23765.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23765.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23764.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23764 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23764.pdf https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23763.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change Amending the Members' Schedule of NYSE Amex Options LLC in Order To Reflect Changes to the Capital Structure of the Company 2012-09-27T00:00:00-07:00 2012-09-27T00:00:00-07:00 2012-23763 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23763.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23762.html Notice - Sunshine Act Meeting 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23762 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23762.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23688.html Rule - Extension of Temporary Registration of Municipal Advisors 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00

2012-23688 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23688.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23637.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Amending Commentary .07 to NYSE Arca Options Rule 6.4 To Expand the Number of Expirations Available Under the Short Term Option Series Program (“STOS Program”), To Allow for the Exchange To Delist any Series in the STOS That Do Not Have Open Interest and To Expand the Number of Series in STOS Under Limited Circumstances 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23637.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23636.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1, Amending Rule 903(h) and Related Commentary .10 To Expand the Number of Expirations Available Under the Short Term Option Series Program (“STOS Program”), To Allow for the Exchange To Delist Any Series in the STOS That Do Not Have Open Interest and To Expand the Number of Series in STOS Under Limited Circumstances 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23636.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23635.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23635 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23635.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23634.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Amex Options LLC Members Agreement To Empower the Volume Dispute Committee To Establish Principles for Determining Whether the Exchange Has Experienced a Bona Fide Systems Problem and To Adjust Certain Volume Measurements Accordingly 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23634 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23634.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23633.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares Short Maturity Bond Fund 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23633 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23633.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23632.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23632 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23632.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23601.html Notice - Proposed Collection; Comment Request 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23601 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23601.pdf https://regulations.justia.com/regulations/fedreg/2012/09/25/2012-23564.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend BATS Rule 14.11, Entitled “Other Securities” 2012-09-25T00:00:00-07:00 2012-09-25T00:00:00-07:00 2012-23564 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-25/pdf/2012-23564.pdf https://regulations.justia.com/regulations/fedreg/2012/09/25/2012-23541.html Notice - Submission for OMB Review; Comment Request 2012-09-25T00:00:00-07:00 2012-09-25T00:00:00-07:00 2012-23541 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-25/pdf/2012-23541.pdf https://regulations.justia.com/regulations/fedreg/2012/09/25/2012-23540.html Notice - Submission for OMB Review; Comment Request 2012-09-25T00:00:00-07:00 2012-09-25T00:00:00-07:00 2012-23540 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-25/pdf/2012-23540.pdf https://regulations.justia.com/regulations/fedreg/2012/09/25/2012-23539.html Notice - Proposed Collection; Comment Request 2012-09-25T00:00:00-07:00 2012-09-25T00:00:00-07:00 2012-23539 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-25/pdf/2012-23539.pdf https://regulations.justia.com/regulations/fedreg/2012/09/25/2012-23538.html Notice - Submission for OMB Review; Comment Request 2012-09-25T00:00:00-07:00 2012-09-25T00:00:00-07:00 2012-23538 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-25/pdf/2012-23538.pdf https://regulations.justia.com/regulations/fedreg/2012/09/25/2012-23537.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Increase the Maximum Term for LEAPS to Fifteen Years 2012-09-25T00:00:00-07:00 2012-09-25T00:00:00-07:00 2012-23537 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-25/pdf/2012-23537.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23575.html Notice - Sunshine Act Meeting 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23575 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23575.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23483.html Notice - Neuberger Berman Alternative Funds, et al.; Notice of Application 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23483 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23483.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23461.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II Under NYSE Arca Equities Rule 8.200 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23461 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23461.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23459.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio Under NYSE Arca Equities Rule 8.600 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23459 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23459.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23450.html Notice - Financial Investors Trust, et al.; Notice of Application 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23450 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23450.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23449.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete FINRA Rule 7064A (Late Fees) 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23449 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23449.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23440.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23440 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23440.pdf https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23439.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rules Regarding Requests for Data Related to Exchange Reviews 2012-09-24T00:00:00-07:00 2012-09-24T00:00:00-07:00 2012-23439 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23439.pdf https://regulations.justia.com/regulations/fedreg/2012/09/21/2012-23317.html Notice - Factor Advisors, LLC, et al.; Notice of Application 2012-09-21T00:00:00-07:00 2012-09-21T00:00:00-07:00 2012-23317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-21/pdf/2012-23317.pdf https://regulations.justia.com/regulations/fedreg/2012/09/21/2012-23289.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Price Improvement Period 2012-09-21T00:00:00-07:00 2012-09-21T00:00:00-07:00 2012-23289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-21/pdf/2012-23289.pdf https://regulations.justia.com/regulations/fedreg/2012/09/21/2012-23288.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program 2012-09-21T00:00:00-07:00 2012-09-21T00:00:00-07:00 2012-23288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-21/pdf/2012-23288.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23316.html Notice - Enwin Resources, Inc., Order of Suspension of Trading 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23316.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23315.html Notice - Drucker, Inc., DynaMotive Energy Systems Corp., and Gate to Wire Solutions, Inc., Order of Suspension of Trading 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23315 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23315.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23314.html Notice - China Mobile Media Technology, Inc., Order of Suspension of Trading 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23314 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23314.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23237.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposes [sic] To Amend Commentary .06 to NYSE Arca Options Rule 6.4 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration. 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23237 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23237.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23233.html Notice - Proposed Collection; Comment Request 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23233 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23233.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23204.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23204 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23204.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23182.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change and Amendments Nos. 1, 2, 3 and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities With Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23182 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23182.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23181.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Electronic Firm Fee Discount 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23181 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23181.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23180.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Add an Index Option Product for Trading on the Exchange 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23180 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23180.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23179.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23179 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23179.pdf https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23178.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees Regarding Complex Order Rebates 2012-09-20T00:00:00-07:00 2012-09-20T00:00:00-07:00 2012-23178 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23178.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23196.html Notice - Freedom Environmental Services, Inc.; Order of Suspension of Trading 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23196 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23196.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23195.html Notice - AER Energy Resources, Inc.; Alto Group Holdings, Inc.; Bizrocket.Com Inc.; Fox Petroleum, Inc.; Geopulse Explorations Inc.; Global Technologies Group Inc.; KMA Global Solutions International, Inc.; Mike The Pike Productions Inc.; Mobile Star Corp.; SavWatt USA Inc.; Scorpex Inc.; Silver Dragon Resources Inc.; Strategic Mining Corp.; Surgline International Inc.; Thrive World Wide Inc.; Zamage Digital Art Imaging Inc.; Order of Suspension of Trading 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23195 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23195.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23103.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23103 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23103.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23102.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23102 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23102.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23101.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Applicable to the Exchange's Competitive Liquidity Provider Program. 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23101 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23101.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23040.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete NASDAQ Rule 7032 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23040 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23040.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23039.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23039 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23039.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23038.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Which: (i) Eliminates the Practice of Netting of Creations and Redemptions of Index Receipts Prior to Their Entering NSCC's Accounting Operation, and (ii) Effects Certain Other Technical Changes 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23038 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23038.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23037.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Investor Support Program Under Rule 7014 and To Amend NASDAQ's Schedule of Execution Fees and Rebates Under Rule 7018 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23037 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23037.pdf https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23036.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding Mandatory Trading Permit Holder Education and Corresponding Set of Fines 2012-09-19T00:00:00-07:00 2012-09-19T00:00:00-07:00 2012-23036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23036.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22964.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.02 and 902.03 of the Listed Company Manual of the New York Stock Exchange LLC 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22964 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22964.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22963.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual, Which Describes Certain Complimentary Products and Services that are Offered to Certain Issuers 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22963 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22963.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22917.html Notice - Wells Fargo Funds Trust, et al.; Notice of Application 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22917 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22917.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22916.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) to Provide That the Tracking Order Process Is Available Only for Orders That Are Eligible To Route To an Away Market 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22916 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22916.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22915.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate To Add Liquidity and Non-Customer Fees for Removing Liquidity in Penny Pilot Options 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22915 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22915.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22914.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(d) To Provide That an Inside Limit Order Designated as a Primary Until 9:45 Order or a Primary After 3:55 Order Will Follow the Order Processing of an Inside Limit Order Only When the Order Is On the NYSE Arca Book 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22914 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22914.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22913.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22913 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22913.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22912.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22912 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22912.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22911.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 993NY by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC (“Arca Securities”) To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22911.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22910.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing of Options on Facebook, Inc., Google, Inc. and Groupon, Inc. 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22910 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22910.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22909.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Options Rule 6.96 by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC (“Arca Securities”) To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22909 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22909.pdf https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22908.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Clearance and Settlement of Over-the-Counter Options 2012-09-18T00:00:00-07:00 2012-09-18T00:00:00-07:00 2012-22908 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22908.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22968.html Notice - Sunshine Act Meeting. 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22968 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22968.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22846.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 4626-Limitation of Liability 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22846 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22846.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22792.html Notice - Prudential Investment Portfolios 3, et al.; Notice of Application 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00

2012-22792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22792.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22791.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Amendments to the Rules 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22791 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22791.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22790.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22790.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22789.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22789.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22788.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22788 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22788.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22787.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22787 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22787.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22786.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Administrative Oversight in SR-OCC-2012-10 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22786 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22786.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22785.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22785 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22785.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22725.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Equities Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22725 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22725.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22632.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standard No. 16, Communications With Audit Committees and Related and Transitional Amendments to PCAOB Standards 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22632 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22632.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22688.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22688 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22688.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22645.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22645 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22645.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22644.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22644 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22644.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22643.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22643 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22643.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22642.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22642 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22642.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22641.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the September 4, 2012 Changes to the NSX Fee and Rebate Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22641.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22640.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Non-Operable Text Within Its Price List Applicable to Supplemental Liquidity Providers (“SLPs”) 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22640 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22640.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22639.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Make Changes to Certain Transaction Fees To Eliminate the Step-Up Rate for Non-Floor Broker Transactions 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22639 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22639.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22638.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22638 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22638.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22637.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending NYSE Rule 76 To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22637.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22636.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule 76-Equities To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22636.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21386.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 C1-2012-21386 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/C1-2012-21386.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21385.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 C1-2012-21385 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/C1-2012-21385.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22555.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22555 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22555.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22523.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape A Step Up Tier, Modify the Remaining Tape Step Up Tiers and Introduce an Alternative Method of Qualifying for Tier 1 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22523 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22523.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22522.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to iShares, Inc. and iShares MSCI Frontier 100 Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22522 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22522.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22521.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority To Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22521 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22521.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22520.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22520 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22520.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22519.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22519 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22519.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22487.html Notice - Technology and Trading Roundtable 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00

2012-22487 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22487.pdf https://regulations.justia.com/regulations/fedreg/2012/09/12/2012-22440.html Notice - Dodd-Frank Investor Advisory Committee 2012-09-12T00:00:00-07:00 2012-09-12T00:00:00-07:00

2012-22440 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-12/pdf/2012-22440.pdf https://regulations.justia.com/regulations/fedreg/2012/09/12/2012-22396.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Customer Large Trade Discount 2012-09-12T00:00:00-07:00 2012-09-12T00:00:00-07:00 2012-22396 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-12/pdf/2012-22396.pdf https://regulations.justia.com/regulations/fedreg/2012/09/12/2012-22395.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Amendments to the Real-Time Transaction Reporting System Information System and Subscription Service 2012-09-12T00:00:00-07:00 2012-09-12T00:00:00-07:00 2012-22395 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-12/pdf/2012-22395.pdf https://regulations.justia.com/regulations/fedreg/2012/09/12/2012-22394.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Section 3.1 of the OPRA Plan 2012-09-12T00:00:00-07:00 2012-09-12T00:00:00-07:00 2012-22394 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-12/pdf/2012-22394.pdf https://regulations.justia.com/regulations/fedreg/2012/09/12/2012-22393.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Increase Position and Exercise Limits for EEM Options 2012-09-12T00:00:00-07:00 2012-09-12T00:00:00-07:00 2012-22393 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-12/pdf/2012-22393.pdf https://regulations.justia.com/regulations/fedreg/2012/09/12/2012-21155.html Rule - Disclosure of Payments by Resource Extraction Issuers 2012-09-12T00:00:00-07:00 2012-09-12T00:00:00-07:00

2012-21155 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-12/pdf/2012-21155.pdf https://regulations.justia.com/regulations/fedreg/2012/09/12/2012-21153.html Rule - Conflict Minerals 2012-09-12T00:00:00-07:00 2012-09-12T00:00:00-07:00

2012-21153 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-12/pdf/2012-21153.pdf https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22446.html Notice - Sunshine Act Meeting 2012-09-11T00:00:00-07:00 2012-09-11T00:00:00-07:00 2012-22446 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22446.pdf https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22244.html Notice - Prudential Short Duration High Yield Fund, Inc. and Prudential Investments LLC; Notice of Application 2012-09-11T00:00:00-07:00 2012-09-11T00:00:00-07:00 2012-22244 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22244.pdf https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22243.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order 2012-09-11T00:00:00-07:00 2012-09-11T00:00:00-07:00 2012-22243 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22243.pdf https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22242.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change To Amend OCC's By-Laws To Allow the Corporation To Approve OCC's Form of Clearing Member Application and Form of Clearing Agreement 2012-09-11T00:00:00-07:00 2012-09-11T00:00:00-07:00 2012-22242 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22242.pdf https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22219.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the By-Laws of FINRA Dispute Resolution, Inc. To Clarify That Services Provided by Mediators Should Not Cause Them To Be Classified as Industry Members Under the By-Laws 2012-09-11T00:00:00-07:00 2012-09-11T00:00:00-07:00 2012-22219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22219.pdf https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22218.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Exchange Rule 3307 To Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX 2012-09-11T00:00:00-07:00 2012-09-11T00:00:00-07:00 2012-22218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22218.pdf https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22144.html Notice - Submission for OMB Review; Comment Request 2012-09-10T00:00:00-07:00 2012-09-10T00:00:00-07:00 2012-22144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22144.pdf https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22143.html Notice - Submission for OMB Review; Comment Request 2012-09-10T00:00:00-07:00 2012-09-10T00:00:00-07:00 2012-22143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22143.pdf https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22142.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders 2012-09-10T00:00:00-07:00 2012-09-10T00:00:00-07:00 2012-22142 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22142.pdf https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22141.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for CBOE Range Options on the S&P 500 Index 2012-09-10T00:00:00-07:00 2012-09-10T00:00:00-07:00 2012-22141 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22141.pdf https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22140.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of a Reversal and Conversion Fee Cap 2012-09-10T00:00:00-07:00 2012-09-10T00:00:00-07:00 2012-22140 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22140.pdf https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22139.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Existing NASD IM-2110-3 as New FINRA Rule 5270 (Front Running of Block Transactions) With Changes in the Consolidated FINRA Rulebook 2012-09-10T00:00:00-07:00 2012-09-10T00:00:00-07:00 2012-22139 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22139.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22168.html Notice - eHydrogen Solutions, Inc., and ChromoCure, Inc.; Order of Suspension of Trading 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00 2012-22168 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22168.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22059.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change to Adopt a Designated Primary Market-Maker Program 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00 2012-22059 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22059.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22058.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Change the Number of Amex Trading Permits Required by NYSE Amex Market Makers Based on the Number of Options in Their Appointment 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00 2012-22058 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22058.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22057.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00

2012-22057 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22057.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22022.html Notice - Order Making Fiscal Year 2013 Annual Adjustments to Registration Fee Rates 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00 2012-22022 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22022.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22017.html Notice - Cash Account Trust, et al.; Notice of Application 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00

2012-22017 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22017.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22016.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Edge Routed Liquidity Report 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00 2012-22016 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22016.pdf https://regulations.justia.com/regulations/fedreg/2012/09/07/2012-22015.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Edge Routed Liquidity Report 2012-09-07T00:00:00-07:00 2012-09-07T00:00:00-07:00 2012-22015 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-07/pdf/2012-22015.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21907.html Notice - Proposed Collection; Comment Request 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00 2012-21907 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21907.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21906.html Notice - Proposed Collection; Comment Request 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00 2012-21906 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21906.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21905.html Notice - Proposed Collection; Comment Request 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00 2012-21905 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21905.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21904.html Notice - Proposed Collection; Comment Request 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00 2012-21904 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21904.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21903.html Notice - Proposed Collection; Comment Request 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00 2012-21903 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21903.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21902.html Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; NASDAQ OMX BX, Inc.; the NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc. 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00 2012-21902 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21902.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21901.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107B To Change the Existing Supplemental Liquidity Provider Monthly Volume Requirement in All Assigned SLP Securities and Amend the Exchange's Price List To Specify the Applicable Percentage of NYSE CADV for the Monthly Volume Requirement 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00 2012-21901 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21901.pdf https://regulations.justia.com/regulations/fedreg/2012/09/06/2012-21805.html Rule - Adoption of Updated EDGAR Filer Manual 2012-09-06T00:00:00-07:00 2012-09-06T00:00:00-07:00

2012-21805 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-06/pdf/2012-21805.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21910.html Notice - Sunshine Act Meeting 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21910 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21910.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21815.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Global Corporate Bond Fund of the WisdomTree Trust 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21815 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21815.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21773.html Notice - Pruco Life Insurance Company, et al; 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21773 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21773.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21772.html Notice - Proposed Collection; Comment Request 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21772 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21772.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21771.html Notice - Proposed Collection; Comment Request 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21771 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21771.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21770.html Notice - Submission for OMB Review; Comment Request 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21770 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21770.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21769.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21769.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21768.html Notice - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21768.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21767.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Strike Price Intervals for Certain Option Classes 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21767.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21766.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21766.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21765.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Spread Margin Rules 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21765.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21761.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 4210 (Margin Requirements) 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21761 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21761.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21681.html Proposed Rule - Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00

2012-21681 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21681.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21845.html Notice - Sunshine Act Meeting 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21845 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21845.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21680.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21680 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21680.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21679.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21679 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21679.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21678.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rules 103B(IX)-Equities and 504-Equities To Provide That a Designated Market Maker Unit May Trade at the Same Panel Securities Traded on the Exchange and/or Securities Listed on the New York Stock Exchange LLC 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21678 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21678.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21677.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Direct Registration Requirements under Rule 5210(c) 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21677 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21677.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21637.html Notice - Emerging Global Advisors, LLC, et al.; 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21637.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21636.html Notice - Alvarez & Marsal, Inc., et al.; Notice of Application 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21636.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21635.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 4.3(c) and Adopting New Rules 2262 and 2269 To Harmonize With the Rules of New York Stock Exchange LLC, NYSE MKT LLC, and Financial Industry Regulatory Authority, Inc. 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21635 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21635.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21634.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to its OTC Interest Rate Swap Clearing Offering 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21634 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21634.pdf