<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/27?registers=between Wed, 09 Apr 2025 01:18:03 -0700 Wed, 09 Apr 2025 01:18:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/27?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relating to the Clearance and Settlement of Over-the-Counter Options https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23816.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23816.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23816 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23816.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23798.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23798.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23798 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23798.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 13.9 https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23769.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23769.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23769.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 13.9 https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23768.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23768.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23768.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23767.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23767.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23767.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1203(a) and 1205(b) of the NYSE MKT Company Guide (“Company Guide”) To Increase the Fees Applicable to Issuers Requesting Review of a Determination To Limit or Prohibit the Continued Listing of Their Securities on the Exchange https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23766.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23766.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23766.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23765.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23765.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23765.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23764.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23764.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23764 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23764.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change Amending the Members' Schedule of NYSE Amex Options LLC in Order To Reflect Changes to the Capital Structure of the Company https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23763.html https://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23763.html Thu, 27 Sep 2012 00:00:00 -0700 2012-23763 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23763.pdf