<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/26?registers=between Sat, 05 Apr 2025 22:52:36 -0700 Sat, 05 Apr 2025 22:52:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/26?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23762.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23762.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23762 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23762.pdf Rule - Extension of Temporary Registration of Municipal Advisors https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23688.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23688.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23688 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23688.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Amending Commentary .07 to NYSE Arca Options Rule 6.4 To Expand the Number of Expirations Available Under the Short Term Option Series Program (“STOS Program”), To Allow for the Exchange To Delist any Series in the STOS That Do Not Have Open Interest and To Expand the Number of Series in STOS Under Limited Circumstances https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23637.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23637.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23637.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1, Amending Rule 903(h) and Related Commentary .10 To Expand the Number of Expirations Available Under the Short Term Option Series Program (“STOS Program”), To Allow for the Exchange To Delist Any Series in the STOS That Do Not Have Open Interest and To Expand the Number of Series in STOS Under Limited Circumstances https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23636.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23636.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23636.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23635.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23635.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23635 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23635.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Amex Options LLC Members Agreement To Empower the Volume Dispute Committee To Establish Principles for Determining Whether the Exchange Has Experienced a Bona Fide Systems Problem and To Adjust Certain Volume Measurements Accordingly https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23634.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23634.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23634 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23634.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares Short Maturity Bond Fund https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23633.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23633.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23633 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23633.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23632.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23632.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23632 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23632.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23601.html https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23601.html Wed, 26 Sep 2012 00:00:00 -0700 2012-23601 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23601.pdf