<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/24?registers=between Wed, 02 Apr 2025 11:24:29 -0700 Wed, 02 Apr 2025 11:24:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/24?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23575.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23575.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23575 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23575.pdf Notice - Neuberger Berman Alternative Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23483.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23483.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23483 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23483.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23461.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23461.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23461 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23461.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23459.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23459.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23459 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23459.pdf Notice - Financial Investors Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23450.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23450.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23450 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23450.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete FINRA Rule 7064A (Late Fees) https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23449.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23449.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23449 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23449.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23440.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23440.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23440 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23440.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rules Regarding Requests for Data Related to Exchange Reviews https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23439.html https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23439.html Mon, 24 Sep 2012 00:00:00 -0700 2012-23439 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-24/pdf/2012-23439.pdf