<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/19?registers=between Sat, 05 Apr 2025 22:38:06 -0700 Sat, 05 Apr 2025 22:38:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/19?registers=between Notice - Freedom Environmental Services, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23196.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23196.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23196 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23196.pdf Notice - AER Energy Resources, Inc.; Alto Group Holdings, Inc.; Bizrocket.Com Inc.; Fox Petroleum, Inc.; Geopulse Explorations Inc.; Global Technologies Group Inc.; KMA Global Solutions International, Inc.; Mike The Pike Productions Inc.; Mobile Star Corp.; SavWatt USA Inc.; Scorpex Inc.; Silver Dragon Resources Inc.; Strategic Mining Corp.; Surgline International Inc.; Thrive World Wide Inc.; Zamage Digital Art Imaging Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23195.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23195.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23195 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23195.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23103.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23103.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23103 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23103.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23102.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23102.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23102 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23102.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Applicable to the Exchange's Competitive Liquidity Provider Program. https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23101.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23101.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23101 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23101.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete NASDAQ Rule 7032 https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23040.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23040.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23040 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23040.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23039.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23039.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23039 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23039.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Which: (i) Eliminates the Practice of Netting of Creations and Redemptions of Index Receipts Prior to Their Entering NSCC's Accounting Operation, and (ii) Effects Certain Other Technical Changes https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23038.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23038.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23038 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23038.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Investor Support Program Under Rule 7014 and To Amend NASDAQ's Schedule of Execution Fees and Rebates Under Rule 7018 https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23037.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23037.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23037 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23037.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding Mandatory Trading Permit Holder Education and Corresponding Set of Fines https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23036.html https://regulations.justia.com/regulations/fedreg/2012/09/19/2012-23036.html Wed, 19 Sep 2012 00:00:00 -0700 2012-23036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-19/pdf/2012-23036.pdf