<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/18?registers=between Tue, 15 Apr 2025 04:02:08 -0700 Tue, 15 Apr 2025 04:02:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/18?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.02 and 902.03 of the Listed Company Manual of the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22964.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22964.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22964 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22964.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual, Which Describes Certain Complimentary Products and Services that are Offered to Certain Issuers https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22963.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22963.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22963 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22963.pdf Notice - Wells Fargo Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22917.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22917.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22917 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22917.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) to Provide That the Tracking Order Process Is Available Only for Orders That Are Eligible To Route To an Away Market https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22916.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22916.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22916 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22916.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate To Add Liquidity and Non-Customer Fees for Removing Liquidity in Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22915.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22915.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22915 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22915.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(d) To Provide That an Inside Limit Order Designated as a Primary Until 9:45 Order or a Primary After 3:55 Order Will Follow the Order Processing of an Inside Limit Order Only When the Order Is On the NYSE Arca Book https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22914.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22914.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22914 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22914.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22913.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22913.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22913 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22913.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22912.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22912.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22912 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22912.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 993NY by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC (“Arca Securities”) To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22911.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22911.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22911.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing of Options on Facebook, Inc., Google, Inc. and Groupon, Inc. https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22910.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22910.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22910 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22910.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Options Rule 6.96 by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC (“Arca Securities”) To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22909.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22909.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22909 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22909.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Clearance and Settlement of Over-the-Counter Options https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22908.html https://regulations.justia.com/regulations/fedreg/2012/09/18/2012-22908.html Tue, 18 Sep 2012 00:00:00 -0700 2012-22908 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-18/pdf/2012-22908.pdf