<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/17?registers=between Sat, 05 Apr 2025 21:38:41 -0700 Sat, 05 Apr 2025 21:38:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/17?registers=between Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22968.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22968.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22968 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22968.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 4626-Limitation of Liability https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22846.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22846.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22846 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22846.pdf Notice - Prudential Investment Portfolios 3, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22792.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22792.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22792.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Amendments to the Rules https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22791.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22791.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22791 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22791.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22790.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22790.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22790.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22789.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22789.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22789.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22788.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22788.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22788 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22788.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22787.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22787.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22787 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22787.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Administrative Oversight in SR-OCC-2012-10 https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22786.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22786.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22786 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22786.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22785.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22785.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22785 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22785.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Equities Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22725.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22725.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22725 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22725.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standard No. 16, Communications With Audit Committees and Related and Transitional Amendments to PCAOB Standards https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22632.html https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22632.html Mon, 17 Sep 2012 00:00:00 -0700 2012-22632 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22632.pdf