<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/14?registers=between Wed, 02 Apr 2025 11:04:39 -0700 Wed, 02 Apr 2025 11:04:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/14?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22688.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22688.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22688 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22688.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22645.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22645.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22645 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22645.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22644.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22644.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22644 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22644.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22643.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22643.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22643 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22643.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22642.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22642.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22642 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22642.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the September 4, 2012 Changes to the NSX Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22641.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22641.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22641.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Non-Operable Text Within Its Price List Applicable to Supplemental Liquidity Providers (“SLPs”) https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22640.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22640.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22640 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22640.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Make Changes to Certain Transaction Fees To Eliminate the Step-Up Rate for Non-Floor Broker Transactions https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22639.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22639.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22639 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22639.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22638.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22638.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22638 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22638.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending NYSE Rule 76 To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22637.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22637.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22637.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule 76-Equities To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22636.html https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22636.html Fri, 14 Sep 2012 00:00:00 -0700 2012-22636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22636.pdf