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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/13?registers=between
Tue, 15 Apr 2025 04:54:14 -0700Tue, 15 Apr 2025 04:54:14 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/13?registers=between
Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products
https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21386.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21386.htmlThu, 13 Sep 2012 00:00:00 -0700C1-2012-21386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/C1-2012-21386.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products
https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21385.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21385.htmlThu, 13 Sep 2012 00:00:00 -0700C1-2012-21385Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/C1-2012-21385.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22555.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22555.htmlThu, 13 Sep 2012 00:00:00 -07002012-22555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22555.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape A Step Up Tier, Modify the Remaining Tape Step Up Tiers and Introduce an Alternative Method of Qualifying for Tier 1
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22523.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22523.htmlThu, 13 Sep 2012 00:00:00 -07002012-22523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22523.pdfNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to iShares, Inc. and iShares MSCI Frontier 100 Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22522.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22522.htmlThu, 13 Sep 2012 00:00:00 -07002012-22522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22522.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority To Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22521.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22521.htmlThu, 13 Sep 2012 00:00:00 -07002012-22521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22521.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22520.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22520.htmlThu, 13 Sep 2012 00:00:00 -07002012-22520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22520.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22519.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22519.htmlThu, 13 Sep 2012 00:00:00 -07002012-22519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22519.pdfNotice - Technology and Trading Roundtable
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22487.html
https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22487.htmlThu, 13 Sep 2012 00:00:00 -07002012-22487Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22487.pdf