<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/11?registers=between Sat, 05 Apr 2025 22:20:15 -0700 Sat, 05 Apr 2025 22:20:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/11?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22446.html https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22446.html Tue, 11 Sep 2012 00:00:00 -0700 2012-22446 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22446.pdf Notice - Prudential Short Duration High Yield Fund, Inc. and Prudential Investments LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22244.html https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22244.html Tue, 11 Sep 2012 00:00:00 -0700 2012-22244 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22244.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22243.html https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22243.html Tue, 11 Sep 2012 00:00:00 -0700 2012-22243 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22243.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change To Amend OCC's By-Laws To Allow the Corporation To Approve OCC's Form of Clearing Member Application and Form of Clearing Agreement https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22242.html https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22242.html Tue, 11 Sep 2012 00:00:00 -0700 2012-22242 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22242.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the By-Laws of FINRA Dispute Resolution, Inc. To Clarify That Services Provided by Mediators Should Not Cause Them To Be Classified as Industry Members Under the By-Laws https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22219.html https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22219.html Tue, 11 Sep 2012 00:00:00 -0700 2012-22219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22219.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Exchange Rule 3307 To Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22218.html https://regulations.justia.com/regulations/fedreg/2012/09/11/2012-22218.html Tue, 11 Sep 2012 00:00:00 -0700 2012-22218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-11/pdf/2012-22218.pdf