<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/05?registers=between Tue, 01 Apr 2025 11:58:03 -0700 Tue, 01 Apr 2025 11:58:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/09/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21910.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21910.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21910 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21910.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Global Corporate Bond Fund of the WisdomTree Trust https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21815.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21815.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21815 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21815.pdf Notice - Pruco Life Insurance Company, et al; https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21773.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21773.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21773 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21773.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21772.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21772.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21772 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21772.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21771.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21771.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21771 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21771.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21770.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21770.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21770 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21770.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21769.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21769.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21769.pdf Notice - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21768.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21768.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21768.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Strike Price Intervals for Certain Option Classes https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21767.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21767.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21767.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21766.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21766.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21766.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Spread Margin Rules https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21765.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21765.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21765.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 4210 (Margin Requirements) https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21761.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21761.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21761 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21761.pdf Proposed Rule - Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21681.html https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21681.html Wed, 05 Sep 2012 00:00:00 -0700 2012-21681 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21681.pdf