<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/28?registers=between Fri, 18 Apr 2025 11:38:45 -0700 Fri, 18 Apr 2025 11:38:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/28?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21259.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21259.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21259.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the RiverFront Strategic Income Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21173.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21173.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21173 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21173.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21116.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21116.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21116 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21116.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21115.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21115.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21115 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21115.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21114.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21114.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21114 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21114.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21113.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21113.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21113 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21113.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21112.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21112.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21112 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21112.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.40 To Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders From Market Makers as Well as Non-Market Maker OTP Firms and OTP Holders, and To Provide for Two Additional Risk Limitation Mechanisms https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21111.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21111.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21111 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21111.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 928NY To Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders From Market Makers as Well as Non-Market Maker ATP Holders, and To Provide for Two Additional Risk Limitation Mechanisms https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21110.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21110.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21110 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21110.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend EDGA Rules Regarding Market Access https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21109.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21109.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21109 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21109.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend EDGX Rules Regarding Market Access https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21108.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21108.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21108 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21108.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Updates to Its Custody Service https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21107.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21107.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21107 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21107.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Amend OCC's By-Laws and Rules To Terminate OCC's Pledge Program https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21106.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21106.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21106.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21105.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21105.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21105 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21105.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21104.html https://regulations.justia.com/regulations/fedreg/2012/08/28/2012-21104.html Tue, 28 Aug 2012 00:00:00 -0700 2012-21104 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-28/pdf/2012-21104.pdf