<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/24?registers=between Sat, 05 Apr 2025 21:11:29 -0700 Sat, 05 Apr 2025 21:11:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/24?registers=between Notice - ReconTrust Company, N.A., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20859.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20859.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20859.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Conforming Changes to Its Rules Following the Change in the Exchange's Name From NYSE Amex LLC (“NYSE Amex”) to NYSE MKT LLC https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20855.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20855.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20855 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20855.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Terminate Revenue Sharing Agreement https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20854.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20854.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20854 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20854.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Terminate Revenue Sharing Agreement https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20853.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20853.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20853 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20853.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting Approval to Proposed Rule Changes, as Modified by Amendment No. 1, (1) Amending NYSE Rule 13 and NYSE MKT Rule 13-Equities to Establish New Order Types, (2) Amending NYSE Rule 115A and NYSE MKT Rule 115A-Equities to Delete Obsolete Text and to Clarify and Update the Description of The Allocation of Market and Limit Interest in Opening and Reopening Transactions, (3) Amending NYSE Rule 123C and NYSE MKT Rule 123C-Equities to Include Better-Priced G Orders in The Allocation of Orders in Closing Transactions, and (4) Making Other Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20839.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20839.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20839 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20839.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20827.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20827.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20827 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20827.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20826.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20826.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20826 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20826.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20825.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20825.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20825 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20825.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20824.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20824.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20824 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20824.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit Rules To Provide for Clearing of Additional Single Name Investment Grade CDS Contracts https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20823.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20823.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20823 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20823.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Provide for Clearing of Additional Markit CDX North American Investment Grade Indices https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20822.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20822.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20822 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20822.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change to Amend BATS Rules 14.2 and 14.3 To Adopt Additional Listing Requirements for Reverse Merger Companies and To Align BATS Rules With the Rules of Other Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20818.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20818.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20818 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20818.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change Adopting Rules Governing the Listing and Trading of New Products Known as DIVS, OWLS, and RISKS https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20817.html https://regulations.justia.com/regulations/fedreg/2012/08/24/2012-20817.html Fri, 24 Aug 2012 00:00:00 -0700 2012-20817 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-24/pdf/2012-20817.pdf