<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/22?registers=between Wed, 09 Apr 2025 01:46:52 -0700 Wed, 09 Apr 2025 01:46:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/22?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Expired Pilot Under Rule 4753(c) From the NASDAQ Rule Book https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20594.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20594.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20594 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20594.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend EDGA Rules To Add the Route Peg Order https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20593.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20593.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20593 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20593.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend EDGX Rules To Add the Route Peg Order https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20592.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20592.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20592 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20592.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Making Technical, Non-Substantive Clarifications to its Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20591.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20591.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20591 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20591.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-Payable Adjustments; Correction https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20577.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20577.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20577 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20577.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Default Pricing Methodology Used by NSCC's Automated Customer Account Transfer Service https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20576.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20576.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20576 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20576.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20575.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20575.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20575 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20575.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Automatic Order Handling Process https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20574.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20574.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20574 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20574.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Automatic Order Handling Process https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20573.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20573.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20573 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20573.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Provide for Additional Co-location Services and Establish Related Fees https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20572.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20572.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20572 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20572.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20571.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20571.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20571 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20571.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Provide for Additional Co-location Services and Establish Related Fees https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20570.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20570.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20570 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20570.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending the New York Stock Exchange Price List To Provide for Additional Co-location Services and Establish Related Fees https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20569.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20569.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20569 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20569.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving a Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Provide for Additional Co-location Services and Establish Related Fees https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20568.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20568.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20568 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20568.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving a Proposed Rule Change Amending the NYSE MKT Price List To Provide for Additional Co-Location Services and Establish Related Fees https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20567.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20567.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20567 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20567.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules To Facilitate Customer Portfolio Margining of Interest Rate Futures and Interest Rate Swaps https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20566.html https://regulations.justia.com/regulations/fedreg/2012/08/22/2012-20566.html Wed, 22 Aug 2012 00:00:00 -0700 2012-20566 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-22/pdf/2012-20566.pdf