<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/13?registers=between Sat, 05 Apr 2025 22:19:26 -0700 Sat, 05 Apr 2025 22:19:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/13?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19790.html https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19790.html Mon, 13 Aug 2012 00:00:00 -0700 2012-19790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-13/pdf/2012-19790.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of Its Credit Default Swap Margin Methodology https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19743.html https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19743.html Mon, 13 Aug 2012 00:00:00 -0700 2012-19743 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-13/pdf/2012-19743.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Amendments to the NYSE MKT LLC Price List To Establish Pricing for the Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19742.html https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19742.html Mon, 13 Aug 2012 00:00:00 -0700 2012-19742 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-13/pdf/2012-19742.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19741.html https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19741.html Mon, 13 Aug 2012 00:00:00 -0700 2012-19741 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-13/pdf/2012-19741.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19740.html https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19740.html Mon, 13 Aug 2012 00:00:00 -0700 2012-19740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-13/pdf/2012-19740.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expose Non-Customer Orders Subject to Automatic Rejection to Its Members for Potential Execution at the NBBO or Better https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19739.html https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-19739.html Mon, 13 Aug 2012 00:00:00 -0700 2012-19739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-13/pdf/2012-19739.pdf Rule - Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-18003.html https://regulations.justia.com/regulations/fedreg/2012/08/13/2012-18003.html Mon, 13 Aug 2012 00:00:00 -0700 2012-18003 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-08-13/pdf/2012-18003.pdf