Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/10?limit=200&registers=between&mode=atom 2025-04-05T23:07:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19667.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19667 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19667.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19629.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Fee Schedule Governing Order Routing 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19629 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19629.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19614.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reducing From 10 Days to Five Days the Shareholder Notification Period That Is a Condition to a Waiver of the NYSE's Shareholder Approval Requirements Pursuant to Section 312.05 of the Exchange's Listed Company Manual 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19614 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19614.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19613.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To Allow Competitive Market Makers To Use Their Membership Points To Enter Multiple Quotes in an Options Class 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19613 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19613.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19612.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Increase the Maximum Term for LEAPS to Fifteen Years 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19612 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19612.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19611.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change to Amend EDGX Rule 11.5(c) to add the Edge Market Close SM 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19611 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19611.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19610.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19610 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19610.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19609.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19609 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19609.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19608.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19608 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19608.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19607.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Fee Schedule Governing Order Routing 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19607 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19607.pdf https://regulations.justia.com/regulations/fedreg/2012/08/10/2012-19579.html Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of the Depository Trust Company as They Relate to Post-Payable Adjustments 2012-08-10T00:00:00-07:00 2012-08-10T00:00:00-07:00 2012-19579 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-10/pdf/2012-19579.pdf