<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/07?registers=between Tue, 15 Apr 2025 03:43:31 -0700 Tue, 15 Apr 2025 03:43:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/07?registers=between Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19340.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19340.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19340 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19340.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the Members' Schedule of NYSE Amex Options LLC in Order To Reflect Changes to the Capital Structure of the Company https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19294.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19294.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19294 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19294.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 80C-Equities, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot, Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19293.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19293.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19293 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19293.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 128-Equities, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19292.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19292.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19292 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19292.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19290.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19290.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19290.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19289.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19289.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19289.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Temporary Rule 6.83 https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19288.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19288.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19288.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update References in Rules https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19287.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19287.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19287 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19287.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19286.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19286.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19286 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19286.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Order Granting Approval of Proposed Rule Changes Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating a New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc., and NYSE Market, Inc. https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19217.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19217.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19217.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Non-Display of Primary Pegged Orders With an Offset Amount https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19216.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19216.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19216 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19216.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date of Non-Display of Primary Pegged Orders With an Offset Amount https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19215.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19215.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19215 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19215.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19214.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19214.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19214 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19214.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19213.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19213.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19213 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19213.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Optional Attribution of Orders on the EDGX Book Feed https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19212.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19212.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19212 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19212.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Optional Attribution of Orders on the EDGA Book Feed https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19211.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19211.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19211 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19211.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the STARTM https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19210.html https://regulations.justia.com/regulations/fedreg/2012/08/07/2012-19210.html Tue, 07 Aug 2012 00:00:00 -0700 2012-19210 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-07/pdf/2012-19210.pdf