<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/02?registers=between Tue, 08 Apr 2025 23:21:57 -0700 Tue, 08 Apr 2025 23:21:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/08/02?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange LLC Price List To Establish Pricing for the Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18894.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18894.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18894 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18894.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Post-Only Order Type on NOM https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18893.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18893.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18893 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18893.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Post-Only Order Type on BX Options https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18892.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18892.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18892.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List To Change Certain Fees Relating to Trading Pursuant to Unlisted Trading Privileges of Securities Listed on the Nasdaq Stock Market LLC and Other Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18843.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18843.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18843 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18843.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18842.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18842.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18842 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18842.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18841.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18841.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18841 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18841.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18839.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18839.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18839 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18839.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18838.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18838.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18838 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18838.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 20.6, Entitled “Obvious Error” https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18822.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18822.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18822 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18822.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Trading Floor Qualification Examination https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18821.html https://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18821.html Thu, 02 Aug 2012 00:00:00 -0700 2012-18821 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18821.pdf