Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-20T10:44:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18789.html Notice - Sunshine Act Meeting 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18789.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18655.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Existing Rule Text Found in Rule 923NY(d)(1) to (4) Concerning the Number of ATP's Required by an NYSE Amex Options Market Maker To Quote on the Exchange and Move It to the Fee Schedule 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18655 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18655.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18602.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until February 4, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18602 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18602.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18601.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until February 4, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18601 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18601.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18600.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program pursuant to the Rule Until February 4, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18600 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18600.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18599.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To extend the Operation of a Pilot Program Pursuant to the Rule Until February 4, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18599 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18599.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18598.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.40 To Specify That the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism Will Be Between One and 100 Executions per Second, To Eliminate the Current Reference to the Default Setting and, in the Future, To Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18598 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18598.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18561.html Notice - Capital Research and Management Company, et al.; Notice of Application 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18561 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18561.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18558.html Notice - Cash Account Trust, et al.; Notice of Application 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18558 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18558.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18553.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18553 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18553.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18551.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18551 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18551.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18550.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18550 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18550.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18549.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18549 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18549.pdf https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18548.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2013 2012-07-31T00:00:00-07:00 2012-07-31T00:00:00-07:00 2012-18548 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18548.pdf https://regulations.justia.com/regulations/fedreg/2012/07/30/2012-18449.html Notice - Saratoga Investment Corp., et al.; Notice of Application 2012-07-30T00:00:00-07:00 2012-07-30T00:00:00-07:00 2012-18449 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-30/pdf/2012-18449.pdf https://regulations.justia.com/regulations/fedreg/2012/07/30/2012-18448.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) To Provide That the Tracking Order Process Is Available Only for Orders That Are Eligible To Route to an Away Market 2012-07-30T00:00:00-07:00 2012-07-30T00:00:00-07:00 2012-18448 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-30/pdf/2012-18448.pdf https://regulations.justia.com/regulations/fedreg/2012/07/30/2012-18447.html Notice - Submission for OMB Review; Comment Request 2012-07-30T00:00:00-07:00 2012-07-30T00:00:00-07:00 2012-18447 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-30/pdf/2012-18447.pdf https://regulations.justia.com/regulations/fedreg/2012/07/30/2012-18446.html Notice - Submission for OMB Review; Comment Request 2012-07-30T00:00:00-07:00 2012-07-30T00:00:00-07:00 2012-18446 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-30/pdf/2012-18446.pdf https://regulations.justia.com/regulations/fedreg/2012/07/30/2012-18395.html Notice - Proposed Collection; Comment Request 2012-07-30T00:00:00-07:00 2012-07-30T00:00:00-07:00 2012-18395 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-30/pdf/2012-18395.pdf https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18355.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Implementation Date for Amendments to NASD Rules 1012 and 1017 in SR-FINRA-2012-018 2012-07-27T00:00:00-07:00 2012-07-27T00:00:00-07:00 2012-18355 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18355.pdf https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18330.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 76-Equities To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers 2012-07-27T00:00:00-07:00 2012-07-27T00:00:00-07:00 2012-18330 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18330.pdf https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18329.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 76 To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers 2012-07-27T00:00:00-07:00 2012-07-27T00:00:00-07:00 2012-18329 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18329.pdf https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18328.html Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. (“NASDAQ OMX”) 2012-07-27T00:00:00-07:00 2012-07-27T00:00:00-07:00 2012-18328 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18328.pdf https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18327.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. (“NASDAQ OMX”) 2012-07-27T00:00:00-07:00 2012-07-27T00:00:00-07:00 2012-18327 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18327.pdf https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18311.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) 2012-07-27T00:00:00-07:00 2012-07-27T00:00:00-07:00 2012-18311 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18311.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18272.html Notice - Credit Suisse Asset Management, LLC, et al.; Notice of Application 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18272 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18272.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18243.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To List and Trade CBOE S&P 500 AM/PM Basis Options 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18243 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18243.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18242.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18242 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18242.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18241.html Notice - P.E. Partners III, LLC, et al.; Notice of Application 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18241 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18241.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18219.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Increase Position and Exercise Limits for EEM Options 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18219.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18218.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rules Related to Telemarketing 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18218.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18217.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rules Related to Telemarketing 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18217.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18216.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order Type 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18216 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18216.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18215.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18215 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18215.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-18194.html Notice - Order Extending Temporary Conditional Exemption in Connection With the Effectiveness of the Definition of Eligible Contract Participant 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-18194 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-18194.pdf https://regulations.justia.com/regulations/fedreg/2012/07/26/2012-17444.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend TRACE Reporting Rules Relating to Transfers of TRACE-Eligible Securities To Create or Redeem Instruments Such as ETFs 2012-07-26T00:00:00-07:00 2012-07-26T00:00:00-07:00 2012-17444 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-26/pdf/2012-17444.pdf https://regulations.justia.com/regulations/fedreg/2012/07/25/2012-18165.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 1014, 1051, and OFPA F-2 2012-07-25T00:00:00-07:00 2012-07-25T00:00:00-07:00 2012-18165 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-25/pdf/2012-18165.pdf https://regulations.justia.com/regulations/fedreg/2012/07/25/2012-18164.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Television Distribution of the NYSE Trades Data Product 2012-07-25T00:00:00-07:00 2012-07-25T00:00:00-07:00 2012-18164 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-25/pdf/2012-18164.pdf https://regulations.justia.com/regulations/fedreg/2012/07/25/2012-18163.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Managed Data Solution for PHLX Top of Options 2012-07-25T00:00:00-07:00 2012-07-25T00:00:00-07:00 2012-18163 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-25/pdf/2012-18163.pdf https://regulations.justia.com/regulations/fedreg/2012/07/25/2012-18108.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders 2012-07-25T00:00:00-07:00 2012-07-25T00:00:00-07:00 2012-18108 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-25/pdf/2012-18108.pdf https://regulations.justia.com/regulations/fedreg/2012/07/25/2012-18107.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 2012-07-25T00:00:00-07:00 2012-07-25T00:00:00-07:00 2012-18107 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-25/pdf/2012-18107.pdf https://regulations.justia.com/regulations/fedreg/2012/07/25/2012-18106.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Modify Its Corporate Governance Rules 2012-07-25T00:00:00-07:00 2012-07-25T00:00:00-07:00 2012-18106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-25/pdf/2012-18106.pdf https://regulations.justia.com/regulations/fedreg/2012/07/25/2012-17985.html Rule - Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations; Correction 2012-07-25T00:00:00-07:00 2012-07-25T00:00:00-07:00

2012-17985 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-25/pdf/2012-17985.pdf https://regulations.justia.com/regulations/fedreg/2012/07/24/2012-18076.html Notice - Sunshine Act Meeting Notice 2012-07-24T00:00:00-07:00 2012-07-24T00:00:00-07:00 2012-18076 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-24/pdf/2012-18076.pdf https://regulations.justia.com/regulations/fedreg/2012/07/24/2012-17979.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2012-07-24T00:00:00-07:00 2012-07-24T00:00:00-07:00 2012-17979 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-24/pdf/2012-17979.pdf https://regulations.justia.com/regulations/fedreg/2012/07/24/2012-17978.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures 2012-07-24T00:00:00-07:00 2012-07-24T00:00:00-07:00 2012-17978 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-24/pdf/2012-17978.pdf https://regulations.justia.com/regulations/fedreg/2012/07/23/2012-17966.html Notice - Order of Suspension of Trading; In the Matter of Alliance Bancshares California, City Loan, Inc., Clear Choice Financial, Inc., CRC Crystal Research Corp., Cygne Designs, Inc., and Davi Skin, Inc. 2012-07-23T00:00:00-07:00 2012-07-23T00:00:00-07:00 2012-17966 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-23/pdf/2012-17966.pdf https://regulations.justia.com/regulations/fedreg/2012/07/23/2012-17803.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) 2012-07-23T00:00:00-07:00 2012-07-23T00:00:00-07:00 2012-17803 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-23/pdf/2012-17803.pdf https://regulations.justia.com/regulations/fedreg/2012/07/23/2012-17763.html Rule - Commission Guidance Regarding Definitions of Mortgage Related Security and Small Business Related Security 2012-07-23T00:00:00-07:00 2012-07-23T00:00:00-07:00

2012-17763 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-23/pdf/2012-17763.pdf https://regulations.justia.com/regulations/fedreg/2012/07/20/2012-17714.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding Strike Price Intervals for Certain Option Classes 2012-07-20T00:00:00-07:00 2012-07-20T00:00:00-07:00 2012-17714 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-20/pdf/2012-17714.pdf