<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/27?registers=between Wed, 02 Apr 2025 11:44:20 -0700 Wed, 02 Apr 2025 11:44:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/27?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Implementation Date for Amendments to NASD Rules 1012 and 1017 in SR-FINRA-2012-018 https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18355.html https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18355.html Fri, 27 Jul 2012 00:00:00 -0700 2012-18355 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18355.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 76-Equities To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18330.html https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18330.html Fri, 27 Jul 2012 00:00:00 -0700 2012-18330 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18330.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 76 To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18329.html https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18329.html Fri, 27 Jul 2012 00:00:00 -0700 2012-18329 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18329.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. (“NASDAQ OMX”) https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18328.html https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18328.html Fri, 27 Jul 2012 00:00:00 -0700 2012-18328 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18328.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. (“NASDAQ OMX”) https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18327.html https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18327.html Fri, 27 Jul 2012 00:00:00 -0700 2012-18327 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18327.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18311.html https://regulations.justia.com/regulations/fedreg/2012/07/27/2012-18311.html Fri, 27 Jul 2012 00:00:00 -0700 2012-18311 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-27/pdf/2012-18311.pdf