<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/17?registers=between Tue, 08 Apr 2025 23:48:40 -0700 Tue, 08 Apr 2025 23:48:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17422.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17422.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17422 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17422.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17351.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17351.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17351 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17351.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Relating to Market Maker Incentive Programs for Certain Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17349.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17349.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17349 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17349.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Electronic Quotes https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17348.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17348.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17348 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17348.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Quotes https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17347.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17347.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17347 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17347.pdf Notice - AmericaFirst Quantitative Trust and AmericaFirst Securities, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17336.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17336.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17336 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17336.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17335.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17335.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17335 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17335.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price To Comply Order https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17334.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17334.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17334 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17334.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to the Transaction Fees and Credits Within Its Price List https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17333.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17333.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17333 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17333.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17332.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17332.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17332 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17332.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17331.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17331.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17331 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17331.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX Options Routing https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17330.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17330.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17330 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17330.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Active Bear ETF https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17329.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17329.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17329 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17329.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Rebates for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17328.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17328.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17328 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17328.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17327.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17327.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17327 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17327.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BX Options https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17326.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17326.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17326 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17326.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates in Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17273.html https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17273.html Tue, 17 Jul 2012 00:00:00 -0700 2012-17273 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17273.pdf