<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/10?registers=between Sat, 05 Apr 2025 22:52:55 -0700 Sat, 05 Apr 2025 22:52:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/10?registers=between Notice - AQR Capital Management, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16770.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16770.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16770 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16770.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Granting Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, and Granting Exemptions Pursuant to Rule 612(c) of Regulation NMS https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16769.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16769.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16769.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules Related to Floor Official Duties and Responsibilities in the Exchange's Marketplace https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16768.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16768.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16768.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules Related to Floor Official Duties and Responsibilities in the Exchange's Marketplace https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16767.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16767.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16767.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change To Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16766.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16766.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16766.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and To Describe the Operation of an Error Account for NES https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16765.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16765.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16765.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16764.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16764.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16764 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16764.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16763.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16763.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16763 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16763.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction and Routing Fees https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16762.html https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16762.html Tue, 10 Jul 2012 00:00:00 -0700 2012-16762 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16762.pdf