Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/05?limit=200&registers=between&mode=atom 2024-05-19T09:34:49-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16551.html Notice - Sunshine Act Meeting 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16551 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16551.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16538.html Notice - In the Matter of Apogee Technology, Inc.; Order of Suspension of Trading 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16538 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16538.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16525.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Increase the Monthly Fee per Amex Trading Permit for Order Flow Providers and Clearing Members and Make a Conforming Change to the Current Text in the Fee Schedule 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16525 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16525.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16524.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund Under NYSE Arca Equities Rule 8.600 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16524 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16524.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16523.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NSX Fee and Rebate Schedule 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16523 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16523.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16470.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Improvement Mechanism 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16470 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16470.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16469.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Improvement Mechanism 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16469 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16469.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16449.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16449 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16449.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16440.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rules 14.2 and 14.3 To Adopt Additional Listing Requirements for Reverse Merger Companies and To Align BATS Rules With the Rules of Other Self-Regulatory Organizations 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16440 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16440.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16439.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16439 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16439.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16436.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Simultaneous Routing Functionality 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16436 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16436.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16435.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Simultaneous Routing Functionality 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16435 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16435.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16409.html Rule - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”; Correction 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00

2012-16409 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16409.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16404.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, the NASDAQ OMX Group, Inc. (“NASDAQ OMX”) 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16404 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16404.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16403.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Changes To Amend EDGA Rules To Add the Route Peg Order 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16403 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16403.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16402.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Changes To Amend EDGX Rules To Add the Route Peg Order 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16402 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16402.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16377.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Correcting Various NASDAQ Options Market Rules 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16377 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16377.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16376.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to a New Version of the NASDAQ TotalView-ITCH Equities Depth Feed and Related Distributor and Administration Fees 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16376 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16376.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16375.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.2 Regarding Market-Maker Registration Cost 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16375 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16375.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16374.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC.; Order Approving a Proposed Rule Change for the NASDAQ Options Market To Accept Inbound Orders From NASDAQ OMX BX's New Options Market 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16374 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16374.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16373.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Accept Inbound Orders From NASDAQ OMX BX's New Options Market 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16373 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16373.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16372.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Excess Order Fee 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16372 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16372.pdf https://regulations.justia.com/regulations/fedreg/2012/07/05/2012-16371.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS 2012-07-05T00:00:00-07:00 2012-07-05T00:00:00-07:00 2012-16371 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-05/pdf/2012-16371.pdf