<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/03?registers=between Tue, 01 Apr 2025 11:51:14 -0700 Tue, 01 Apr 2025 11:51:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/07/03?registers=between Rule - Listing Standards for Compensation Committees https://regulations.justia.com/regulations/fedreg/2012/07/03/C1-2012-15408.html https://regulations.justia.com/regulations/fedreg/2012/07/03/C1-2012-15408.html Tue, 03 Jul 2012 00:00:00 -0700 C1-2012-15408 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/C1-2012-15408.pdf Notice - In the Matter of AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Clearant, Inc., DataMetrics Corp., and Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16398.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16398.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16398 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16398.pdf Notice - In The Matter of China Medical Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16397.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16397.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16397 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16397.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16225.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16225.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16225 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16225.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16224.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16224.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16224 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16224.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Terminate Revenue Sharing Agreement and Delete Associated Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16223.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16223.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16223 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16223.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16222.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16222.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16222 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16222.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16221.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16221.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16221 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16221.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change With Respect to the Authority of NASDAQ or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16220.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16220.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16220 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16220.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16219.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16219.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16219.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund Which List and Trade Under the Symbol SPY https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16218.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16218.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16218.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16217.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16217.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16217.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISIN Associated With One Single Name Contract https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16216.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16216.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16216 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16216.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 11.13 Entitled “Order Execution,” Rule 21.9 Entitled “Order Routing” and Rule 27.2 Entitled “Order Protection” https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16215.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16215.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16215 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16215.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.13, Entitled “Order Execution” https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16214.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16214.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16214 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16214.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the BOX Options Exchange LLC Limited Liability Company Agreement and the BOX Holdings Group LLC Limited Liability Company Agreement https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16213.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16213.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16213 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16213.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16212.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16212.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16212 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16212.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16211.html https://regulations.justia.com/regulations/fedreg/2012/07/03/2012-16211.html Tue, 03 Jul 2012 00:00:00 -0700 2012-16211 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-03/pdf/2012-16211.pdf