<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/06/14?registers=between Tue, 15 Apr 2025 02:53:03 -0700 Tue, 15 Apr 2025 02:53:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/06/14?registers=between Proposed Rule - Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14576.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14576.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14576 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14576.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14574.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14574.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14574 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14574.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NDX Pricing https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14573.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14573.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14573 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14573.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14536.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14536.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14536 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14536.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of Fee Waiver Program Relating to Its Cleared-only OTC FX Clearing Offering https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14535.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14535.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14535 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14535.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Quarterly Trading Requirements Applicable to Registered Options Traders https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14534.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14534.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14534 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14534.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Certain Fees https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14533.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14533.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14533 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14533.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14532.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14532.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14532 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14532.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rebates for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14531.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14531.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14531 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14531.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules Related to Risk Management Functionality for BATS Options https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14530.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14530.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14530.pdf