<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/06/11?registers=between Wed, 09 Apr 2025 00:58:55 -0700 Wed, 09 Apr 2025 00:58:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/06/11?registers=between Notice - In the Matter of Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14235.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14235.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14235 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14235.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14079.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14079.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14079.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of CHX Article 3, Rule 3 and Related CHX Rules in Order to Approve Apex Clearing Corporation as a CHX Participant and Trading Permit Holder https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14078.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14078.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14078 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14078.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of EDGA Rule 2.6 https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14077.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14077.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14077 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14077.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of EDGX Rule 2.6 https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14076.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14076.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14076 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14076.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14075.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14075.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14075 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14075.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14074.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14074.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14074 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14074.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14073.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14073.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14073 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14073.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14072.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14072.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14072 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14072.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Temporarily Suspend the Requirements of ISE Rule 306 and Related ISE Rules Concerning the Approval of New Members of the Exchange https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14071.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14071.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14071 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14071.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14070.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14070.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14070 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14070.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of Exchange Rule 311-Equities and Related Exchange Equities Rules Concerning the Approval of New Member Organizations and Exchange Rule 353 and Related Exchange Rules Concerning the Approval of New ATP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an Exchange Equities Member Organization and ATP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization and ATP Holder Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an Exchange Equities Member Organization and ATP Holder https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14067.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14067.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14067 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14067.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Arca Equities Rule 2.3, NYSE Arca Options Rule 2.4 and All Related NYSE Arca Equities and NYSE Arca Options Rules Concerning the Approval of New ETP Holders and OTP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Arca ETP Holder and OTP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved for Membership https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14066.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14066.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14066 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14066.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of NSX Rule 2.5 and Related NSX ETP Holder Application Rules and Procedures in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. (“Apex Clearing”) as an NSX ETP Holder https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14065.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14065.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14065 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14065.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Member Organization, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an NYSE Member Organization https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14064.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14064.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14064 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14064.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the NASDAQ Options Market Message Traffic Mitigation Rule https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14060.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14060.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14060 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14060.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14033.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14033.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14033 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14033.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Issuers To Send Corporate Action Announcements in Machine Readable Format https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14032.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14032.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14032 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14032.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14030.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14030.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14030 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14030.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14027.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14027.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14027 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14027.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14026.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14026.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14026.pdf