<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/06/06?registers=between Mon, 20 May 2024 06:49:05 -0700 Mon, 20 May 2024 06:49:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/06/06?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 4210 Margin Requirements https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13698.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13698.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13698 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13698.pdf Notice - Joint Industry Plans; Order Approving, on a Pilot Basis, the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13653.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13653.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13653 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13653.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAQ OMX PHLX LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13652.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13652.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13652 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13652.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13643.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13643.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13643 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13643.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13642.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13642.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13642 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13642.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade CBOE S&P 500 AM/PM Basis Options https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13641.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13641.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13641.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for Certain Option Classes https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13640.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13640.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13640 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13640.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt Form CMA https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13639.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13639.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13639 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13639.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13638.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13638.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13638 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13638.pdf