<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 05:17:44 -0700 Thu, 23 May 2024 05:17:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13150.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13150.html Thu, 31 May 2012 00:00:00 -0700 2012-13150 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13150.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of Archipelago Holdings, Inc. (“Archipelago Holdings”), An Intermediate Holding Company, Into and With NYSE Group, Inc. (“NYSE Group”), Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13149.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13149.html Thu, 31 May 2012 00:00:00 -0700 2012-13149 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13149.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13148.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13148.html Thu, 31 May 2012 00:00:00 -0700 2012-13148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13148.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the C2 Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13147.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13147.html Thu, 31 May 2012 00:00:00 -0700 2012-13147 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13147.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13146.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13146.html Thu, 31 May 2012 00:00:00 -0700 2012-13146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13146.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13145.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13145.html Thu, 31 May 2012 00:00:00 -0700 2012-13145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13145.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reversal and Conversion Strategies https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13144.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13144.html Thu, 31 May 2012 00:00:00 -0700 2012-13144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13144.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 616, Electronic Filing Requirements for Uniform Forms https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13085.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13085.html Thu, 31 May 2012 00:00:00 -0700 2012-13085 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13085.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-13151.html https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-13151.html Wed, 30 May 2012 00:00:00 -0700 2012-13151 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-13151.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12998.html https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12998.html Wed, 30 May 2012 00:00:00 -0700 2012-12998 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-12998.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Fees Under Rule 7003(b) and Adopt a New Equities Regulatory Fee https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12997.html https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12997.html Wed, 30 May 2012 00:00:00 -0700 2012-12997 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-12997.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12996.html https://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12996.html Wed, 30 May 2012 00:00:00 -0700 2012-12996 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-12996.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13069.html https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13069.html Tue, 29 May 2012 00:00:00 -0700 2012-13069 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-13069.pdf Notice - In the Matter of Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13015.html https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13015.html Tue, 29 May 2012 00:00:00 -0700 2012-13015 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-13015.pdf Notice - In the Matter of Indocan Resources, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13012.html https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13012.html Tue, 29 May 2012 00:00:00 -0700 2012-13012 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-13012.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-12927.html https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-12927.html Tue, 29 May 2012 00:00:00 -0700 2012-12927 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-12927.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending FINRA Rule 14107 of the Code of Mediation Procedure To Provide the Director of Mediation With Discretion to Determine Whether Parties to a FINRA Mediation May Select a Mediator Who Is Not on FINRA's Mediator Roster https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-12850.html https://regulations.justia.com/regulations/fedreg/2012/05/29/2012-12850.html Tue, 29 May 2012 00:00:00 -0700 2012-12850 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-12850.pdf Notice - In the Matter of Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12899.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12899.html Fri, 25 May 2012 00:00:00 -0700 2012-12899 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12899.pdf Notice - Advisory Committee on Small and Emerging Companies; Meeting https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12800.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12800.html Fri, 25 May 2012 00:00:00 -0700 2012-12800 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12800.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Certificate of Formation, Amended and Restated Operating Agreement, Company Guide, and Rules To Change the Name of the Exchange to NYSE MKT LLC https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12794.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12794.html Fri, 25 May 2012 00:00:00 -0700 2012-12794 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12794.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12793.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12793.html Fri, 25 May 2012 00:00:00 -0700 2012-12793 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12793.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12725.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12725.html Fri, 25 May 2012 00:00:00 -0700 2012-12725 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12725.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12724.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12724.html Fri, 25 May 2012 00:00:00 -0700 2012-12724 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12724.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Program Related to Its OTC Interest Rate Swap Clearing Offering https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12723.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12723.html Fri, 25 May 2012 00:00:00 -0700 2012-12723 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12723.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Terminate a Pilot Program Related to an Incentive Plan for Certain Foreign Currency Options Traded on the Exchange and To Make a Technical Change to the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12722.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12722.html Fri, 25 May 2012 00:00:00 -0700 2012-12722 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12722.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security (“Mini-Options Contracts”) and Implement Rule Text Necessary To Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security (“Standard Contracts”) https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12721.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12721.html Fri, 25 May 2012 00:00:00 -0700 2012-12721 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12721.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(pp) To Change the Primary After 3:45 Order to a Primary After 3:55 Order https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12720.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12720.html Fri, 25 May 2012 00:00:00 -0700 2012-12720 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12720.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12719.html https://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12719.html Fri, 25 May 2012 00:00:00 -0700 2012-12719 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12719.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12795.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12795.html Thu, 24 May 2012 00:00:00 -0700 2012-12795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12795.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12646.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12646.html Thu, 24 May 2012 00:00:00 -0700 2012-12646 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12646.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change for the NASDAQ Options Market To Accept Inbound Orders From NASDAQ OMX BX's New Options Market https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12620.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12620.html Thu, 24 May 2012 00:00:00 -0700 2012-12620 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12620.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by NASDAQ OMX PHLX LLC To Accept Inbound Orders From NASDAQ OMX BX's New Options Market https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12619.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12619.html Thu, 24 May 2012 00:00:00 -0700 2012-12619 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12619.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12618.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12618.html Thu, 24 May 2012 00:00:00 -0700 2012-12618 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12618.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12617.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12617.html Thu, 24 May 2012 00:00:00 -0700 2012-12617 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12617.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12584.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12584.html Thu, 24 May 2012 00:00:00 -0700 2012-12584 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12584.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and of Proposed Rule Change Relating to Adjustment Panel Voting https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12583.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12583.html Thu, 24 May 2012 00:00:00 -0700 2012-12583 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12583.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change to More Closely Align OCC's By-Laws and Rules With Regulatory Requirements Related to “Statutory Disqualifications” https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12547.html https://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12547.html Thu, 24 May 2012 00:00:00 -0700 2012-12547 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12547.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12472.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12472.html Wed, 23 May 2012 00:00:00 -0700 2012-12472 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12472.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12452.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12452.html Wed, 23 May 2012 00:00:00 -0700 2012-12452 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12452.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12451.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12451.html Wed, 23 May 2012 00:00:00 -0700 2012-12451 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12451.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12445.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12445.html Wed, 23 May 2012 00:00:00 -0700 2012-12445 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12445.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12444.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12444.html Wed, 23 May 2012 00:00:00 -0700 2012-12444 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12444.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12443.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12443.html Wed, 23 May 2012 00:00:00 -0700 2012-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12443.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12442.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12442.html Wed, 23 May 2012 00:00:00 -0700 2012-12442 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12442.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12441.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12441.html Wed, 23 May 2012 00:00:00 -0700 2012-12441 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12441.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Adoption of a Disaster Recovery Rule https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12440.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12440.html Wed, 23 May 2012 00:00:00 -0700 2012-12440 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12440.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12439.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12439.html Wed, 23 May 2012 00:00:00 -0700 2012-12439 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12439.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12438.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12438.html Wed, 23 May 2012 00:00:00 -0700 2012-12438 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12438.pdf Rule - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-10562.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-10562.html Wed, 23 May 2012 00:00:00 -0700 2012-10562 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-10562.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12528.html https://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12528.html Tue, 22 May 2012 00:00:00 -0700 2012-12528 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-22/pdf/2012-12528.pdf