Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-01T05:57:25-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13150.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula2012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13150.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13149.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of Archipelago Holdings, Inc. (“Archipelago Holdings”), An Intermediate Holding Company, Into and With NYSE Group, Inc. (“NYSE Group”), Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange2012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13149Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13149.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13148.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly2012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13148.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13147.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the C2 Regulatory Oversight Committee2012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13147.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13146.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee2012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13146.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13145.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.6002012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13145.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13144.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reversal and Conversion Strategies2012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13144.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13085.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 616, Electronic Filing Requirements for Uniform Forms2012-05-31T00:00:00-07:002012-05-31T00:00:00-07:002012-13085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13085.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/30/2012-13151.htmlNotice - Sunshine Act Meeting Notice2012-05-30T00:00:00-07:002012-05-30T00:00:00-07:002012-13151Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-13151.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12998.htmlNotice - Submission for OMB Review; Comment Request2012-05-30T00:00:00-07:002012-05-30T00:00:00-07:002012-12998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-12998.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12997.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Fees Under Rule 7003(b) and Adopt a New Equities Regulatory Fee2012-05-30T00:00:00-07:002012-05-30T00:00:00-07:002012-12997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-12997.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/30/2012-12996.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund Under NYSE Arca Equities Rule 8.6002012-05-30T00:00:00-07:002012-05-30T00:00:00-07:002012-12996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-30/pdf/2012-12996.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13069.htmlNotice - Sunshine Act Meeting2012-05-29T00:00:00-07:002012-05-29T00:00:00-07:002012-13069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-13069.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13015.htmlNotice - In the Matter of Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.; Order of Suspension of Trading2012-05-29T00:00:00-07:002012-05-29T00:00:00-07:002012-13015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-13015.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/29/2012-13012.htmlNotice - In the Matter of Indocan Resources, Inc.; Order of Suspension of Trading2012-05-29T00:00:00-07:002012-05-29T00:00:00-07:002012-13012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-13012.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/29/2012-12927.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate2012-05-29T00:00:00-07:002012-05-29T00:00:00-07:002012-12927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-12927.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/29/2012-12850.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending FINRA Rule 14107 of the Code of Mediation Procedure To Provide the Director of Mediation With Discretion to Determine Whether Parties to a FINRA Mediation May Select a Mediator Who Is Not on FINRA's Mediator Roster2012-05-29T00:00:00-07:002012-05-29T00:00:00-07:002012-12850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-29/pdf/2012-12850.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12899.htmlNotice - In the Matter of Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.; Order of Suspension of Trading2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12899.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12800.htmlNotice - Advisory Committee on Small and Emerging Companies; Meeting2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12800.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12794.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Certificate of Formation, Amended and Restated Operating Agreement, Company Guide, and Rules To Change the Name of the Exchange to NYSE MKT LLC2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12794.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12793.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12793.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12725.htmlNotice - Proposed Collection; Comment Request2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12725.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12724.htmlNotice - Proposed Collection; Comment Request2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12724.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12723.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Program Related to Its OTC Interest Rate Swap Clearing Offering2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12723.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12722.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Terminate a Pilot Program Related to an Incentive Plan for Certain Foreign Currency Options Traded on the Exchange and To Make a Technical Change to the Schedule of Fees2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12722Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12722.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12721.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security (“Mini-Options Contracts”) and Implement Rule Text Necessary To Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security (“Standard Contracts”)2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12721Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12721.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12720.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(pp) To Change the Primary After 3:45 Order to a Primary After 3:55 Order2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12720.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/25/2012-12719.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2012-05-25T00:00:00-07:002012-05-25T00:00:00-07:002012-12719Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-25/pdf/2012-12719.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12795.htmlNotice - Sunshine Act Meetings2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12795.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12646.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12646.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12620.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change for the NASDAQ Options Market To Accept Inbound Orders From NASDAQ OMX BX's New Options Market2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12620.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12619.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by NASDAQ OMX PHLX LLC To Accept Inbound Orders From NASDAQ OMX BX's New Options Market2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12619.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12618.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12618.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12617.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12617.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12584.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12584.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12583.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and of Proposed Rule Change Relating to Adjustment Panel Voting2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12583.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/24/2012-12547.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change to More Closely Align OCC's By-Laws and Rules With Regulatory Requirements Related to “Statutory Disqualifications”2012-05-24T00:00:00-07:002012-05-24T00:00:00-07:002012-12547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-24/pdf/2012-12547.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12472.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12472Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12472.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12452.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12452Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12452.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12451.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12451.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12445.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12445.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12444.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12444.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12443.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12443.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12442.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12442.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12441.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12441.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12440.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Adoption of a Disaster Recovery Rule2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12440.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12439.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 20132012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12439.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12438.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 20132012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-12438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12438.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/23/2012-10562.htmlRule - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”2012-05-23T00:00:00-07:002012-05-23T00:00:00-07:002012-10562Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-10562.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12528.htmlNotice - Sunshine Act Meeting2012-05-22T00:00:00-07:002012-05-22T00:00:00-07:002012-12528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-22/pdf/2012-12528.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12482.htmlNotice - Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.; Order of Suspension of Trading2012-05-22T00:00:00-07:002012-05-22T00:00:00-07:002012-12482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-22/pdf/2012-12482.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12437.htmlNotice - Sunshine Act Meeting2012-05-22T00:00:00-07:002012-05-22T00:00:00-07:002012-12437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-22/pdf/2012-12437.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12355.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.6002012-05-22T00:00:00-07:002012-05-22T00:00:00-07:002012-12355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-22/pdf/2012-12355.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12306.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the First Trust North American Infrastructure Fund Under NYSE Arca Equities Rule 8.6002012-05-22T00:00:00-07:002012-05-22T00:00:00-07:002012-12306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-22/pdf/2012-12306.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/22/2012-12305.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3.6A-Qualification and Registration of Trading Permit Holders and Associated Persons2012-05-22T00:00:00-07:002012-05-22T00:00:00-07:002012-12305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-22/pdf/2012-12305.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/21/2012-12356.htmlNotice - Sunshine Act Meetings2012-05-21T00:00:00-07:002012-05-21T00:00:00-07:002012-12356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-21/pdf/2012-12356.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/21/2012-12197.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 102.01C and 103.01B of the Exchange's Listed Company Manual To Permit the Listing of Emerging Growth Companies on the Basis of Two Years of Reported Financial Data2012-05-21T00:00:00-07:002012-05-21T00:00:00-07:002012-12197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-21/pdf/2012-12197.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/21/2012-12196.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Direct Market Data Product, PHLX Orders2012-05-21T00:00:00-07:002012-05-21T00:00:00-07:002012-12196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-21/pdf/2012-12196.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/21/2012-12195.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price To Comply Order2012-05-21T00:00:00-07:002012-05-21T00:00:00-07:002012-12195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-21/pdf/2012-12195.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/21/2012-12182.htmlNotice - Submission for OMB Review; Comment Requested2012-05-21T00:00:00-07:002012-05-21T00:00:00-07:002012-12182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-21/pdf/2012-12182.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/21/2012-12181.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Expand the One-Pot Cross-Margining Program With New York Portfolio Clearing, LLC to Certain “Market Professionals”2012-05-21T00:00:00-07:002012-05-21T00:00:00-07:002012-12181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-21/pdf/2012-12181.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12208.htmlNotice - In the Matter of QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.; Order of Suspension of Trading2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12208.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12206.htmlNotice - Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.; Order of Suspension of Trading2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12206.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12058.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether to Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access To Disaggregated Order Information2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12058.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12037.htmlNotice - Submission for OMB Review; Comment Request2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12037.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12036.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Equity Options Fees2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12036.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12035.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund Which List and Trade Under the Symbol SPY2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12035.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12034.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12034.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12033.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rules Based on the Boston Options Exchange Group, LLC (“BOX Group”) Rules and Recent BOX Group Rule Filings2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12033.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12032.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Fee Schedule For Trading on BOX2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12032Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12032.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12031.htmlNotice - Dodd-Frank Investor Advisory Committee2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12031Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12031.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12019.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE Amex LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the International Securities Exchange LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, the BOX Options Exchange LLC, NASDAQ OMX BX, Inc. and the NASDAQ OMX PHLX, Inc. Concerning Options-Related Market Surveillance2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12019.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12018.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., BOX Options Exchange, LLC, the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Amex LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, Inc. Concerning Options-Related Sales Practice Matters2012-05-18T00:00:00-07:002012-05-18T00:00:00-07:002012-12018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12018.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12093.htmlNotice - Sunshine Act Meeting2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-12093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-12093.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12020.htmlNotice - Sunshine Act Meeting2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-12020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-12020.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11962.htmlNotice - Order of Suspension of Trading; In the Matter of 1-800-ATTORNEY, Inc., et al.2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11962.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11931.htmlNotice - Order Granting Application of BOX Options Exchange, LLC for a Limited Exemption From Exchange Act Rule 10b-10(a)(2)(i)(A) Pursuant to Rule 10b-10(f)2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11931.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11930.htmlNotice - Van Eck VIP Trust, et al.; Notice of Application2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11930.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11929.htmlNotice - Submission for OMB Review; Comment Request2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11929.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11928.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.6002012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11928.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11927.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f)2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11927.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11926.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11926.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11925.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11925Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11925.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11924.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add the BOX Options Exchange LLC as a Participant2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11924Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11924.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11916.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11916.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11915.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the PHLX Depth of Market Data Product2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11915.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11914.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11914.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11913.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(1), the Exchange's “Other Securities” Listing Standard, To Delete a Provision Providing That If a Security Listed Under the Rule Contains Redemption Provisions, the Redemption Price Must Be at Least $3.00 Per Unit2012-05-17T00:00:00-07:002012-05-17T00:00:00-07:002012-11913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11913.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11819.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to the Authority of NASDAQ or NASDAQ Execution Services To Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account2012-05-16T00:00:00-07:002012-05-16T00:00:00-07:002012-11819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11819.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11797.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend NYSE Arca Equities Rule 7.45 To Address the Authority of NYSE Arca or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and Describe the Operation of an Error Account for Archipelago Securities2012-05-16T00:00:00-07:002012-05-16T00:00:00-07:002012-11797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11797.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11796.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Complex Orders Executed on the Exchange2012-05-16T00:00:00-07:002012-05-16T00:00:00-07:002012-11796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11796.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11795.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Certain Complex Orders Traded on the Exchange2012-05-16T00:00:00-07:002012-05-16T00:00:00-07:002012-11795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11795.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11794.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Equities Price List for Certain Fees Relating To Transactions in Exchange-Listed Securities and Trading Pursuant to Unlisted Trading Privileges of Securities Listed on the Nasdaq Stock Market LLC2012-05-16T00:00:00-07:002012-05-16T00:00:00-07:002012-11794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11794.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11793.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the May 1, 2012 Changes to the NSX Fee and Rebate Schedule2012-05-16T00:00:00-07:002012-05-16T00:00:00-07:002012-11793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11793.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11792.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add BOX Options Exchange LLC as a Party Thereto2012-05-16T00:00:00-07:002012-05-16T00:00:00-07:002012-11792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11792.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/14/2012-11701.htmlNotice - Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, and Catuity, Inc.; Order of Suspension of Trading2012-05-14T00:00:00-07:002012-05-14T00:00:00-07:002012-11701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-14/pdf/2012-11701.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/14/2012-11583.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule To Make Correction to the Tape A, Tape B, and Tape C Step Up Tiers2012-05-14T00:00:00-07:002012-05-14T00:00:00-07:002012-11583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-14/pdf/2012-11583.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/14/2012-11536.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 6.352012-05-14T00:00:00-07:002012-05-14T00:00:00-07:002012-11536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-14/pdf/2012-11536.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/14/2012-11535.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Co-Location Super High Density Cabinet Monthly Fee2012-05-14T00:00:00-07:002012-05-14T00:00:00-07:002012-11535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-14/pdf/2012-11535.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/14/2012-11534.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASDAQ Co-Location Super High Density Cabinet Monthly Fee2012-05-14T00:00:00-07:002012-05-14T00:00:00-07:002012-11534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-14/pdf/2012-11534.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/14/2012-11533.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change To Amend Rules Related to Credit Default Swap Guaranty Fund Allocations, End-of-Day Pricing Procedures, Daily Submission Deadlines, Holiday Accrual Processing, and the Price Alignment Interest Payment Timeline2012-05-14T00:00:00-07:002012-05-14T00:00:00-07:002012-11533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-14/pdf/2012-11533.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/14/2012-11532.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to OTC S&P GSCI-ER Swaps Contracts2012-05-14T00:00:00-07:002012-05-14T00:00:00-07:002012-11532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-14/pdf/2012-11532.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11442.htmlNotice - Sunshine Act Meetings2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11442.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11403.htmlNotice - In the Matter of One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp., File No. 500-1; Order of Suspension of Trading2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11403.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11324.htmlNotice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11324.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11268.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11268.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11258.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Routing From Its NASDAQ OMX PSX Facility2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11258.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11257.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11257.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11256.htmlNotice - SK Private Investment Fund 1998 LLC, et al.; Notice of Application2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11256.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11250.htmlNotice - Proposed Collection; Comment Request2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11250.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11249.htmlNotice - Proposed Collection; Comment Request2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11249.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11248.htmlNotice - Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11248.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11247.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11247.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11246.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11246.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11245.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Regarding Routing of Limit Orders2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11245.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11244.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Accelerated Approval of Proposed Rule Change to Membership Qualifications2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11244.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11243.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11243.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11242.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules Regarding CDS Clearing Member Obligations and Qualifications2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11242.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11241.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules Regarding IRS Clearing Member Obligations and Qualifications2012-05-10T00:00:00-07:002012-05-10T00:00:00-07:002012-11241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11241.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11291.htmlNotice - Sunshine Act Meeting2012-05-09T00:00:00-07:002012-05-09T00:00:00-07:002012-11291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11291.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11136.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Investor Support Program Under Rule 7014 and To Amend NASDAQ's Schedule of Execution and Routing Fees and Rebates Under Rule 70182012-05-09T00:00:00-07:002012-05-09T00:00:00-07:002012-11136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11136.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11133.htmlProposed Rule - Amendments to Financial Responsibility Rules for Broker-Dealers2012-05-09T00:00:00-07:002012-05-09T00:00:00-07:002012-11133Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11133.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11132.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add Margin Collection Requirements for Futures Commission Merchant Clearing Participants2012-05-09T00:00:00-07:002012-05-09T00:00:00-07:002012-11132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11132.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11131.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Reduce the Current Level of Risk Mutualization Among Clearing Participants and To Modify the Initial Margin Risk Model So That It Is Easier for Clearing Participants To Measure Their Recovery Rate Risk Exposure2012-05-09T00:00:00-07:002012-05-09T00:00:00-07:002012-11131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11131.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11130.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending FINRA Rules 12401 (Number of Arbitrators) and 12800 (Simplified Arbitration) of the Code of Arbitration Procedure for Customer Disputes, and FINRA Rules 13401 (Number of Arbitrators) and 13800 (Simplified Arbitration) of the Code of Arbitration Procedure for Industry Disputes, To Raise the Limit for Simplified Arbitration From $25,000 to $50,0002012-05-09T00:00:00-07:002012-05-09T00:00:00-07:002012-11130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11130.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11129.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Amend the ICE Clear Europe Limited CDS Procedures, Finance Procedures, and Rules With Respect to the Calculation and Payment of Interest on Mark-To-Market Margin on CDS Transactions2012-05-09T00:00:00-07:002012-05-09T00:00:00-07:002012-11129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11129.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11153.htmlNotice - Order of Suspension of Trading; In the Matter of Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11153.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11114.htmlNotice - Sunshine Act Meeting2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11114.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11109.htmlNotice - Sunshine Act Meeting2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11109.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11006.htmlNotice - Proposed Collection; Comment Request2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11006.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11005.htmlNotice - Proposed Collection; Comment Request2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11005.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11004.htmlNotice - Proposed Collection; Comment Request2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11004.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11003.htmlNotice - Proposed Collection; Comment Request2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11003.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11002.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7001 and 7018(h)2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11002.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11001.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Fee Change for the Floor Broker Electronic Order Capture Device2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11001.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/08/2012-11000.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Increase to the Login Fee Within the NYSE Amex Options Fee Schedule2012-05-08T00:00:00-07:002012-05-08T00:00:00-07:002012-11000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-08/pdf/2012-11000.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-11020.htmlNotice - Order of Suspension of Trading; Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-11020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-11020.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10985.htmlNotice - HydroGenetics, Inc.; Order of Suspension of Trading2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10985.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10912.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISINs Associated With Four Single Name Contracts2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10912.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10911.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-Payable Adjustments2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10911.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10880.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.9 and Rule 21.1 To Allow Optional Attribution of Orders2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10880.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10879.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.9 To Allow Optional Attribution of Orders2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10879.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10878.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add an Index Option Product for Trading on the Exchange2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10878.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10877.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10877.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/07/2012-10876.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change to List Shares of the Nuveen Long/Short Commodity Total Return Fund Under NYSE Amex Rule 1600 et seq.2012-05-07T00:00:00-07:002012-05-07T00:00:00-07:002012-10876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-07/pdf/2012-10876.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10916.htmlNotice - In the Matter of Recycle Tech, Inc.; Order of Suspension of Trading2012-05-04T00:00:00-07:002012-05-04T00:00:00-07:002012-10916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-04/pdf/2012-10916.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10757.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402012-05-04T00:00:00-07:002012-05-04T00:00:00-07:002012-10757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-04/pdf/2012-10757.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10756.htmlNotice - Steel Partners Holdings L.P.; Notice of Application2012-05-04T00:00:00-07:002012-05-04T00:00:00-07:002012-10756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-04/pdf/2012-10756.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10755.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols2012-05-04T00:00:00-07:002012-05-04T00:00:00-07:002012-10755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-04/pdf/2012-10755.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10754.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols2012-05-04T00:00:00-07:002012-05-04T00:00:00-07:002012-10754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-04/pdf/2012-10754.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10753.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Procedures for Executing the Stock Leg(s) of Stock-Option Orders2012-05-04T00:00:00-07:002012-05-04T00:00:00-07:002012-10753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-04/pdf/2012-10753.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10752.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System2012-05-04T00:00:00-07:002012-05-04T00:00:00-07:002012-10752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-04/pdf/2012-10752.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/03/2012-10644.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGA Rule Regarding Telemarketing2012-05-03T00:00:00-07:002012-05-03T00:00:00-07:002012-10644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-03/pdf/2012-10644.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/03/2012-10643.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule Regarding Telemarketing2012-05-03T00:00:00-07:002012-05-03T00:00:00-07:002012-10643Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-03/pdf/2012-10643.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/03/2012-10642.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Amend FINRA Rule 4560 (Short-Interest Reporting)2012-05-03T00:00:00-07:002012-05-03T00:00:00-07:002012-10642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-03/pdf/2012-10642.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/03/2012-10620.htmlNotice - In the Matter of the Application of BOX Options Exchange LLC for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission2012-05-03T00:00:00-07:002012-05-03T00:00:00-07:002012-10620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-03/pdf/2012-10620.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10671.htmlNotice - LocatePlus Holdings Corporation; Order of Suspension of Trading2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10671.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10569.htmlNotice - Invesco Total Property Market Income Fund, et al.; Notice of Application2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10569.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10545.htmlNotice - Submission for OMB Review; Comment Request2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10545.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10544.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add Reporting Requirements for FCM Clearing Members2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10544.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10543.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Consisting of Establishment of Historical Data Subscription From Submissions to the MSRB Electronic Municipal Market Access System (“EMMA”)2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10543.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10542.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10542.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10541.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With Receipt of the EDGX Book Feed2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10541.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10540.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With Receipt of the EDGA Book Feed2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10540.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10539.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Europe Limited2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10539.pdfhttps://regulations.justia.com/regulations/fedreg/2012/05/02/2012-10538.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule Change Relating to the Listing and Trading of MSCI EAFE Index Options2012-05-02T00:00:00-07:002012-05-02T00:00:00-07:002012-10538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-05-02/pdf/2012-10538.pdf