<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/31?registers=between Fri, 18 Apr 2025 05:37:07 -0700 Fri, 18 Apr 2025 05:37:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/31?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13150.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13150.html Thu, 31 May 2012 00:00:00 -0700 2012-13150 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13150.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of Archipelago Holdings, Inc. (“Archipelago Holdings”), An Intermediate Holding Company, Into and With NYSE Group, Inc. (“NYSE Group”), Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13149.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13149.html Thu, 31 May 2012 00:00:00 -0700 2012-13149 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13149.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13148.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13148.html Thu, 31 May 2012 00:00:00 -0700 2012-13148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13148.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the C2 Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13147.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13147.html Thu, 31 May 2012 00:00:00 -0700 2012-13147 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13147.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13146.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13146.html Thu, 31 May 2012 00:00:00 -0700 2012-13146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13146.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13145.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13145.html Thu, 31 May 2012 00:00:00 -0700 2012-13145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13145.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reversal and Conversion Strategies https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13144.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13144.html Thu, 31 May 2012 00:00:00 -0700 2012-13144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13144.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 616, Electronic Filing Requirements for Uniform Forms https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13085.html https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13085.html Thu, 31 May 2012 00:00:00 -0700 2012-13085 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13085.pdf