<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/23?registers=between Wed, 09 Apr 2025 03:29:44 -0700 Wed, 09 Apr 2025 03:29:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/23?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12472.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12472.html Wed, 23 May 2012 00:00:00 -0700 2012-12472 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12472.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12452.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12452.html Wed, 23 May 2012 00:00:00 -0700 2012-12452 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12452.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12451.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12451.html Wed, 23 May 2012 00:00:00 -0700 2012-12451 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12451.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12445.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12445.html Wed, 23 May 2012 00:00:00 -0700 2012-12445 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12445.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12444.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12444.html Wed, 23 May 2012 00:00:00 -0700 2012-12444 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12444.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12443.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12443.html Wed, 23 May 2012 00:00:00 -0700 2012-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12443.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12442.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12442.html Wed, 23 May 2012 00:00:00 -0700 2012-12442 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12442.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12441.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12441.html Wed, 23 May 2012 00:00:00 -0700 2012-12441 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12441.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Adoption of a Disaster Recovery Rule https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12440.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12440.html Wed, 23 May 2012 00:00:00 -0700 2012-12440 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12440.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12439.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12439.html Wed, 23 May 2012 00:00:00 -0700 2012-12439 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12439.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12438.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12438.html Wed, 23 May 2012 00:00:00 -0700 2012-12438 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12438.pdf Rule - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-10562.html https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-10562.html Wed, 23 May 2012 00:00:00 -0700 2012-10562 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-10562.pdf