<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/17?registers=between Sat, 05 Apr 2025 21:49:45 -0700 Sat, 05 Apr 2025 21:49:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12093.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12093.html Thu, 17 May 2012 00:00:00 -0700 2012-12093 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-12093.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12020.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12020.html Thu, 17 May 2012 00:00:00 -0700 2012-12020 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-12020.pdf Notice - Order of Suspension of Trading; In the Matter of 1-800-ATTORNEY, Inc., et al. https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11962.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11962.html Thu, 17 May 2012 00:00:00 -0700 2012-11962 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11962.pdf Notice - Order Granting Application of BOX Options Exchange, LLC for a Limited Exemption From Exchange Act Rule 10b-10(a)(2)(i)(A) Pursuant to Rule 10b-10(f) https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11931.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11931.html Thu, 17 May 2012 00:00:00 -0700 2012-11931 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11931.pdf Notice - Van Eck VIP Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11930.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11930.html Thu, 17 May 2012 00:00:00 -0700 2012-11930 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11930.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11929.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11929.html Thu, 17 May 2012 00:00:00 -0700 2012-11929 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11929.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11928.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11928.html Thu, 17 May 2012 00:00:00 -0700 2012-11928 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11928.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11927.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11927.html Thu, 17 May 2012 00:00:00 -0700 2012-11927 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11927.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11926.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11926.html Thu, 17 May 2012 00:00:00 -0700 2012-11926 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11926.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11925.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11925.html Thu, 17 May 2012 00:00:00 -0700 2012-11925 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11925.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add the BOX Options Exchange LLC as a Participant https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11924.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11924.html Thu, 17 May 2012 00:00:00 -0700 2012-11924 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11924.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11916.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11916.html Thu, 17 May 2012 00:00:00 -0700 2012-11916 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11916.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the PHLX Depth of Market Data Product https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11915.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11915.html Thu, 17 May 2012 00:00:00 -0700 2012-11915 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11915.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11914.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11914.html Thu, 17 May 2012 00:00:00 -0700 2012-11914 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11914.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(1), the Exchange's “Other Securities” Listing Standard, To Delete a Provision Providing That If a Security Listed Under the Rule Contains Redemption Provisions, the Redemption Price Must Be at Least $3.00 Per Unit https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11913.html https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11913.html Thu, 17 May 2012 00:00:00 -0700 2012-11913 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11913.pdf